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  1. Final Notice 2017: Dennis Ferguson [pdf]

    Final notices Published: 09/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  2. Final Notice 2017: Charles Cook [pdf]

    Final notices Published: 09/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  3. Final Notice 2017: Keep Sheffield Warm [pdf]

    Final notices Published: 06/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  4. Final Notice 2017: AB Car Sales (Leeds) Ltd [pdf]

    Final notices Published: 06/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  5. Final Notice 2017: Bayliss & Company (Financial Services) Limited [pdf]

    Final notices Published: 05/10/2017
    This final notice refers to breaches of COND related to threshold conditions in the investment adviser sector. We imposed a cancellation.
  6. Final Notice 2017: Clive John Rosier [pdf]

    Final notices Published: 05/10/2017
    This final notice refers to breaches of APER 2 and APER 7 related to unfair treatment of customers, complaints-handling and lack of fitness/propriety in the investment adviser and sector. We imposed a fine, withdrawal and prohibition.
  7. Notice of Undertaking: PPRO Financial Limited [pdf]

    Undertakings Published: 03/10/2017
  8. Final Notice 2017: Michael McGillen [pdf]

    Final notices Published: 02/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  9. Final Notice 2017: Strata Vehicle Solutions Limited [pdf]

    Final notices Published: 02/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  10. Final Notice 2017: Shane Kirsten Roper [pdf]

    Final notices Published: 25/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.