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  1. Form 242 [doc]

    Forms Published: 22/06/2018
    Joint application for an order declaring a unit trust scheme to be authorised and notification under AIFMD of a new fund under management (where applicable).
  2. Form 261Q [doc]

    Forms Published: 22/06/2018
    Notification of certain changes for an Authorised Contractual Scheme under section 261Q of the Financial Services and Markets Act 2000
  3. Form 12 [doc]

    Forms Published: 22/06/2018
    Application for an order declaring an investment company with variable capital to be authorised and notification under AIFMD of a new fund under management (where applicable).
  4. Form 261C [doc]

    Forms Published: 22/06/2018
    Joint application for an order declaring a contractual scheme to be authorised and notification under AIFMD of a new fund under management (where applicable).
  5. MMF Checklist [docx]

    Forms Published: 21/06/2018
  6. Form MMF [docx]

    Forms Published: 21/06/2018
    Application for FCA authorisation of a Money Market Fund under Article 5 of Regulation (EU) 2017/1131 on Money Market Funds and notification under AIFMD of a new fund under management (where applicable)
  7. Welsh report a scam or unauthorised firm: Adrodd am sgam neu gwmni heb awdurdod [docx]

    Forms Published: 13/06/2018
  8. Welsh freedom of information request form: Ffurflen gais Rhyddid Gwybodaeth [docx]

    Forms Published: 13/06/2018
  9. Welsh sensitive business name request form: [docx]

    Forms Published: 13/06/2018
  10. Welsh MiFID individual notification change controller form: Hysbysiad am Newid mewn Rheolydd [docx]

    Forms Published: 13/06/2018