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Showing 81 to 90 of 489 search results.

  1. AI Scheme second supplemental VREQ application: Bank/ card provider [pdf]

    Requirement notices Published: 22/08/2016 Last modified: 23/08/2016
  2. FCA Second Supervisory Notice 2016: Vantage Investment Group Limited [pdf]

    Supervisory notices Published: 22/07/2016 Last modified: 22/07/2016
  3. FCA Decision Notice 2016: KWS Wealth Management Limited [pdf]

    Decision notices Published: 15/07/2016 Last modified: 15/07/2016
    This Final Notice refers to breaches of COND related to threshold conditions in the investment adviser sector. We imposed a cancellation.
  4. FCA Decision Notice 2016: Andrew Barry Hart [pdf]

    Decision notices Published: 14/07/2016 Last modified: 14/07/2016
    This decision notice refers to breaches of FIT related to a lack of fitness and propriety in the consumer credit sector. We have decided to impose a prohibition.
  5. FCA Decision Notice 2016: Wage Payment and Payday Loans Limited [pdf]

    Decision notices Published: 14/07/2016 Last modified: 14/07/2016
    This decision notice refers to breaches of COND related to failing to satisfy Threshold Conditions in the consumer credit sector. We have decided to impose a cancellation.
  6. FCA Decision Notice 2016: Money Matcher Limited [pdf]

    Decision notices Published: 03/05/2016
    This decision notice refers to the FCA’s belief that Money Matcher Limited (a debt management firm) does not meet the minimum standard for authorisation to carry on regulated activities, due to the FCA’s concerns related to appropriate
  7. FCA decision notice 2016: Arif Hussein [pdf]

    Decision notices Published: 14/04/2016 Last modified: 14/04/2016
    This decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment bank sector. Our view is that a prohibition should be imposed.
  8. FCA further decision notice 2016: Tariq Carrimjee [pdf]

    Decision notices Published: 05/02/2016 Last modified: 23/02/2016
    This further decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. Our view is that a prohibition should be imposed.
  9. Warning notice statement 16/2 – Individual [pdf]

    Warning notices Published: 21/01/2016 Last modified: 21/01/2016
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 19 November 2015 proposing to take action in respect of the conduct summarised in this statement.
  10. Warning notice statement 16/1 – Individual [pdf]

    Warning notices Published: 11/01/2016 Last modified: 11/01/2016
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 7 December 2015 proposing to take action in respect of the conduct summarised in this statement.