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  1. The FCA’s response to the Complaints Commissioner’s Report: FCA00633 [pdf]

    Corporate documents Published: 21/07/2020
    The FCA’s response to the Complaints Commissioner’s Report: FCA00633
  2. CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England) [pdf]

    Consultation papers Published: 20/07/2020
    CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England).
  3. CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England)

    Consultation papers Published: 20/07/2020 Last modified: 20/07/2020
    We are proposing a revised version of our Complaints Scheme which is more user friendly, using plain language to make it more accessible. This is a joint consultation with the Bank of England (the Bank) and the Prudential Regulation Authority (PRA), as the Scheme covers all three regulators.
  4. EMIR Breach Notification form [docx]

    Forms Published: 17/07/2020
    EMIR Breach Notification form
  5. Final Notice 2020: Inovtrix Ltd [pdf]

    Final notices Published: 17/07/2020
    This final notice Inovtrix Ltd refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  6. CP20/10: Extending implementation deadlines for the Certification Regime and Conduct Rules [pdf]

    Consultation papers Published: 17/07/2020 Last modified: 20/07/2020
    FCA consultation on extending the deadlines by which FCA solo-regulated firms must have first assessed the fitness and propriety of their Certified Staff and for training staff in the Conduct Rules and reporting Directory Person data.|FCA consultation on extending the deadlines by which FCA solo-regulated firms must have first assessed the fitness...
  7. Business interruption insurance test case: Assumed Facts [pdf]

    Corporate documents Published: 17/07/2020
    This Assumed Facts document (updated 17 July) sets out facts, agreed between the parties, which the court can assume in the context of interpreting policies in the trial of the business interruption insurance test case.
  8. Business interruption insurance test case: agreed facts document 9 [pdf]

    Corporate documents Published: 17/07/2020
    This agreed facts document (9) sets out factual background, agreed between the parties, against which the court can interpret policies in the trial of the business interruption insurance test case
  9. Business interruption insurance test case: agreed facts document 8 [pdf]

    Corporate documents Published: 17/07/2020
    This agreed facts document (8) sets out factual background, agreed between the parties, against which the court can interpret policies in the trial of the business interruption insurance test case
  10. Business interruption insurance test case: agreed facts document 7 [pdf]

    Corporate documents Published: 17/07/2020
    This agreed facts document (7) sets out factual background, agreed between the parties, against which the court can interpret policies in the trial of the business interruption insurance test case.