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  1. Quarterly KPIs - June 2020 [pdf]

    Published: 30/09/2020 Last modified: 30/09/2020
    Quarterly KPIs June 2020
  2. Temporary Permission Notification – Emoney (September 2020) [pdf]

    Handbook Published: 30/09/2020
    Temporary notification for electronic money before IP completion day.
  3. Temporary Permission Notification – FSMA (September 2020) [pdf]

    Handbook Published: 30/09/2020
    Temporary notification for EEA passport rights before IP completion day.
  4. Temporary Permission Notification – Payments (September 2020) [pdf]

    Handbook Published: 30/09/2020
    Temporary notification for payment services and systems before IP completion day.
  5. Temporary Permission Notification – AIFM (September 2020) [pdf]

    Handbook Published: 30/09/2020
    Temporary notification for Alternative Investment Fund Managers before IP completion day.
  6. Temporary Permission Notification – UCITS (September 2020) [pdf]

    Handbook Published: 30/09/2020
    Temporary notification for the Collective Investment Schemes (UCITS) before IP completion day.
  7. Final Notice 2020: Carl Brookes [pdf]

    Final notices Published: 30/09/2020 Last modified: 30/09/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  8. Dear CEO letter: adequate client money arrangements – for general insurance intermediaries [pdf]

    Correspondence Published: 30/09/2020 Last modified: 29/09/2020
    For general insurance intermediaries, this letter highlights areas important to maintain adequate client money arrangements in the current environment.
  9. Dear CEO letter: adequate client assets arrangements [pdf]

    Correspondence Published: 30/09/2020 Last modified: 29/09/2020
    This letter highlights areas that are important to maintaining adequate client assets arrangements in the current environment.
  10. Final Notice 2020: E-Cars Trading Limited [pdf]

    Final notices Published: 30/09/2020 Last modified: 30/09/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.