Publications

Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 61 to 70 of 557 search results

  1. Small registered UK AIFM change form [docx]

    Forms Published: 05/02/2019
    Please use this form to notify us of changes to your registration as a small registered UK AIFM, this includes registration as a EuSEF manager or EuVECA manager.
  2. Notification of senior person amendments or removal form [docx]

    Forms Published: 05/02/2019
    This form is for use by firms that are full-scope internally managed UK AIFMs, EuSEF managers or EuVECA managers.
  3. PRA/FCA private securitisation notification template 2019 [xlsx]

    Forms Published: 31/01/2019
  4. MLR individual form [docx]

    Forms Published: 29/01/2019 Last modified: 31/05/2018
  5. NPPR Guidance Note - Notification Forms [pdf]

    Forms Published: 28/01/2019 Last modified: 09/09/2019
  6. AIFMD Material Change Notification [doc]

    Forms Published: 18/01/2019
  7. DRSPs deemed authorisation notification form [docx]

    Forms Published: 07/01/2019
  8. Temporary Permissions Regime: client assets questionnaire [docx]

    Forms Published: 04/01/2019
  9. Temporary Permissions Regime: electronic money institutions agent annex [docx]

    Forms Published: 04/01/2019
  10. Temporary Permissions Regime: MiFID tied agent annex [docx]

    Forms Published: 04/01/2019