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  1. Application for a Payment Institution: Qualifying Holding (Controller) – Corporate Form (PSD2) [docx]

    Forms Published: 19/09/2017
  2. Application for a Payment Institution: Qualifying Holding (Controller) – Individual Form (PSD2) [docx]

    Forms Published: 19/09/2017
  3. Notice of intention to cancel arrangements to facilitate the access to an MTF or an OTF from another EEA State in accordance with the Markets in Financial Instruments Directive (MiFID) [pdf]

    Forms Published: 01/09/2017
  4. Notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State under the Markets in Financial Instruments Directive (MiFID) [pdf]

    Forms Published: 01/09/2017 Last modified: 01/09/2017
  5. MiFID II passporting application form: Branch passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to establish a branch or change branch particulars.
  6. MiFID II passporting application form: service passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport
  7. MiFID II passporting application form: MTF/OTF notification [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements.
  8. MiFID II passporting application form: Tied agent notification [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to use a tied agent established in another EEA state or amend EEA tied agent details.
  9. Registering a new society notes [doc]

    Forms Published: 10/07/2017
    Mutuals application form (notes)
  10. Converting to a company notes [doc]

    Forms Published: 10/07/2017
    Mutuals application form (notes)