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  1. AIFMD Material Change Notification [doc]

    Forms Published: 18/01/2019
  2. DRSPs deemed authorisation notification form [docx]

    Forms Published: 07/01/2019
  3. Credit rating agency conversion form [docx]

    Forms Published: 12/12/2018 Last modified: 22/02/2019
  4. Modification by consent of DISP 1.10.1 [pdf]

    Forms Published: 26/11/2018
  5. Variation of Permission Application Trustees or Depositaries of Alternative Investment Funds [doc]

    Forms Published: 16/11/2018 Last modified: 16/11/2018
  6. Modification by consent of COBS 13 Annex 2 1.9R [pdf]

    Forms Published: 31/10/2018
  7. The Green FinTech Challenge Application Form [docx]

    Forms Published: 19/10/2018
  8. DRSP Yearly Notification Form [doc]

    Forms Published: 15/10/2018
  9. Form 272 – Hong Kong covered funds as defined in the SFC/FCA Mutual Recognition of funds Memorandum of Understanding [doc]

    Forms Published: 08/10/2018
    Application for an order declaring an overseas collective investment scheme to be recognised in the UK
  10. mifid-change-legal-status-notes.docx [docx]

    Forms Published: 02/10/2018 Last modified: 28/09/2018