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Showing 51 to 60 of 370 search results.

  1. Notice of Decision to Cancel: Dentons Consultants Limited [pdf]

    Cancellation notices Published: 26/10/2015 Last modified: 26/10/2015
    This notice of decision refers to a breach of the Money Laundering Regulations 2007 in the Wealth Management and Private Banking and Investment Advisor sector. We imposed a cancellation.

  2. FCA First Supervisory Notice 2015: A.G.L (S.J.) Investments Limited (formerly Atia Group Limited) [pdf]

    Supervisory notices Published: 12/08/2015 Last modified: 12/08/2015

  3. FCA First Supervisory Notice 2015: Daniel Chandler Limited [pdf]

    Supervisory notices Published: 02/07/2015 Last modified: 02/07/2015

  4. Voluntary Application for Imposition of Requirement: Preferred Mortgages Limited [pdf]

    Requirement notices Published: 01/07/2015 Last modified: 01/07/2015

  5. Voluntary Application for Imposition of Requirement: Southern Pacific Mortgage Limited [pdf]

    Requirement notices Published: 01/07/2015 Last modified: 01/07/2015

  6. Warning notice statement 15/2 – Individual [pdf]

    Warning notices Published: 26/06/2015 Last modified: 29/06/2015
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 12 May 2015 proposing to take action in respect of the conduct summarised in this statement.

  7. Warning notice statement 15/1 – Individual [pdf]

    Warning notices Published: 26/06/2015 Last modified: 29/06/2015
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 12 May 2015 proposing to take action in respect of the conduct summarised in this statement.

  8. Voluntary Application for Imposition of Requirement: PDHL Limited [pdf]

    Requirement notices Published: 17/06/2015 Last modified: 17/06/2015

  9. IRHP s166 requirement notice [pdf]

    Requirement notices Published: 15/06/2015 Last modified: 03/08/2016

  10. AI Scheme supplemental VREQ application: Bank/ card provider [pdf]

    Requirement notices Published: 10/06/2015 Last modified: 11/06/2015