Publications
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Application for Registration as a Small Payment Institution (SPI) [doc]
Application for Registration as a Small Payment Institution (SPI) -
Application for Authorisation as an Electronic Money Institution (AEMI) [docx]
Application for Authorisation as an Electronic Money Institution (AEMI) -
Application for Registration as a Small Electronic Money Institution (SEMI) [docx]
Application for Registration as a Small Electronic Money Institution (SEMI) -
Modification by Consent of SUP 10C.3.13 and SYSC 24.1.2 direction [pdf]
This modification by consent is available to solo regulated firms using temporary arrangements. Firms can use this waiver if they think they may need to make or extend temporary arrangements to cover absences, as a result of the coronavirus (Covid-19 -
Market Data Processor (MDP) Disconnection form [doc]
Market Data Processor (MDP) Disconnection form -
Full consumer credit firm - Notes [pdf]
Application for authorisation: full consumer credit firm (notes). -
Directory persons multiple submissions amend template [xlsx]
Template to help firms with multiple submissions to the Directory. -
Variation of Permission Application form: Trustees or Depositaries of Alternative Investment Funds [doc]
This form is only for firms wanting to change the scope of their permission. -
Change of legal status for MiFID firms [docx]
Change of legal status for MiFID firms - application and cancellation form – notes -
Supplement for firms selling home finance [doc]
Supplement for firms selling home finance