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  1. Form MMF [docx]

    Forms Published: 21/06/2018
    Application for FCA authorisation of a Money Market Fund under Article 5 of Regulation (EU) 2017/1131 on Money Market Funds and notification under AIFMD of a new fund under management (where applicable)
  2. Welsh report a scam or unauthorised firm: Adrodd am sgam neu gwmni heb awdurdod [docx]

    Forms Published: 13/06/2018
  3. Welsh freedom of information request form: Ffurflen gais Rhyddid Gwybodaeth [docx]

    Forms Published: 13/06/2018
  4. Welsh sensitive business name request form: [docx]

    Forms Published: 13/06/2018
  5. Welsh MiFID individual notification change controller form: Hysbysiad am Newid mewn Rheolydd [docx]

    Forms Published: 13/06/2018
  6. Welsh how to make a freedom of information request: Sut i wneud cais Rhyddid Gwybodaeth [docx]

    Forms Published: 13/06/2018
  7. Application for a Payment Institution: Qualifying Holding Partnership Form [docx]

    Forms Published: 06/06/2018 Last modified: 06/06/2018
  8. Transaction report data extracts schema [xsd]

    Forms Published: 17/05/2018 Last modified: 17/05/2018
  9. EMIR Breach Notification form [docx]

    Forms Published: 10/04/2018
    Firms may use this EMIR Breach Notification form to notify the FCA of any errors or omissions in their reports under Art. 9 of EMIR.
  10. Notification to amend firm details for an Annex I financial institution [doc]

    Forms Published: 24/03/2018
    Full name and Firm reference Number (FRN) of Annex I financial institution notifying the FCA of changes to firm details