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Showing 21 to 30 of 3492 search results.

  1. Final Notice 2020: Adnan Hassan [pdf]

    Final notices Published: 16/10/2020 Last modified: 15/10/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2020: NJW Car Sales [pdf]

    Final notices Published: 16/10/2020 Last modified: 15/10/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2020: Hub Capital Limited (formerly known as Mex (Europe) Limited) [pdf]

    Final notices Published: 16/10/2020 Last modified: 15/10/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Asset Management sector and Investment Advisory sector. We imposed a cancellation.

  4. Final Notice 2020: Mint Autos of Wakefield Limited [pdf]

    Final notices Published: 16/10/2020 Last modified: 15/10/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2020: The Trinity Column Partners LLP [pdf]

    Final notices Published: 16/10/2020 Last modified: 15/10/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment Advisory sector. We imposed a cancellation.

  6. Final Notice 2020: Blue Water Financial Limited [pdf]

    Final notices Published: 16/10/2020 Last modified: 15/10/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector and Mortgages sector. We

  7. Final Notice 2020: Strattons of Bournemouth Used Car Sales Limited [pdf]

    Final notices Published: 16/10/2020 Last modified: 15/10/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2020: Darren Evans (trading as BD Automotive and BD Performance) [pdf]

    Final notices Published: 16/10/2020 Last modified: 15/10/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

  9. Final Notice 2020: Asia Research and Capital Management Ltd [pdf]

    Final notices Published: 14/10/2020 Last modified: 14/10/2020
    This Final Notice refers to Asia Research and Capital Management’s failure to notify the FCA and disclose to the public its net short position in Premier Oil in breach of short selling disclosure rules. We have fined the firm £873,118.

  10. Final Notice 2020: John Butterfield [pdf]

    Final notices Published: 12/10/2020 Last modified: 09/10/2020
    This Final Notice (John Leonard Butterfield) refers to breaches of FIT 2.1 related to lack of fitness and propriety in the Investment Adviser sector. We imposed a prohibition.