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Modification by consent of SUP 10A.5.6R direction [pdf]
Modification by consent of SUP 10A.5.6R direction -
Securities Financing Transactions Regulation (SFTR) registration form [docx]
Application for registration for trade repositories providing services under the Securities Financing Transactions Regulations (SFTR). -
Securities Financing Transactions Regulation (SFTR) notes [docx]
Trade repository notes for applying to provide services under the Securities Financing Transactions Regulation (SFTR). -
Securities Financing Transactions Regulation (SFTR) registration conversion form [docx]
Securities Financing Transactions Regulation (SFTR) registration conversion form -
Notification form for changes to the membership body of the management body [doc]
Notification form for changes to the membership body of the management body -
Variation of EMD Authorisation / Registration [docx]
Variation of EMD Authorisation / Registration -
MiFID Annex Form [docx]
Application for Authorisation. -
Application for Authorisation: Full consumer credit firm notes [pdf]
Application for Authorisation: Full consumer credit firm notes -
Application for Authorisation as a Payment Institution [doc]
Application for Authorisation as a Payment Institution -
Core details form [doc]
We will only authorise a firm if we are satisfied that it meets conditions known as the threshold conditions (COND 2.2). The information in this pack is required to enable us to assess whether the applicant firm satisfies the threshold conditions.