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Showing 21 to 30 of 624 search results.

  1. Market Data Processor (MDP) Disconnection form [doc]

    Forms Published: 25/03/2020
    Market Data Processor (MDP) Disconnection form
  2. Full consumer credit firm - Notes [pdf]

    Forms Published: 26/02/2020
    Application for authorisation: full consumer credit firm (notes).
  3. Directory persons multiple submissions amend template [xlsx]

    Forms Published: 09/02/2020 Last modified: 24/04/2020
    Template to help firms with multiple submissions to the Directory.
  4. Variation of Permission Application form: Trustees or Depositaries of Alternative Investment Funds [doc]

    Forms Published: 10/12/2019 Last modified: 16/11/2018
    This form is only for firms wanting to change the scope of their permission.
  5. Change of legal status for MiFID firms [docx]

    Forms Published: 10/12/2019 Last modified: 28/09/2018
    Change of legal status for MiFID firms - application and cancellation form – notes
  6. Supplement for firms selling home finance [doc]

    Forms Published: 09/12/2019 Last modified: 06/12/2019
    Supplement for firms selling home finance
  7. MiFID Checklist: Retail [docx]

    Forms Published: 09/12/2019 Last modified: 06/12/2019
    Application for authorisation
  8. Supplement for home finance providers [doc]

    Forms Published: 09/12/2019 Last modified: 06/12/2019
    Application for Authorisation
  9. Cyber resilience questionnaire [xlsx]

    Forms Published: 19/11/2019
    FCA cyber resilience questionnaire for firms.
  10. Transaction report data extracts schema version 6 [xsd]

    Forms Published: 14/11/2019
    FCA Transaction report data extracts schema version 2