Showing 21 to 30 of 636 search results.

21. Modification by consent of SUP 10A.5.6R direction [pdf]

    Forms Published: 09/07/2020
    Modification by consent of SUP 10A.5.6R direction

22. Securities Financing Transactions Regulation (SFTR) registration form [docx]

    Forms Published: 24/06/2020
    Application for registration for trade repositories providing services under the Securities Financing Transactions Regulations (SFTR).

23. Securities Financing Transactions Regulation (SFTR) notes [docx]

    Forms Published: 24/06/2020
    Trade repository notes for applying to provide services under the Securities Financing Transactions Regulation (SFTR).

24. Securities Financing Transactions Regulation (SFTR) registration conversion form [docx]

    Forms Published: 24/06/2020
    Securities Financing Transactions Regulation (SFTR) registration conversion form

25. Notification form for changes to the membership body of the management body [doc]

    Forms Published: 24/06/2020
    Notification form for changes to the membership body of the management body

26. Variation of EMD Authorisation / Registration [docx]

    Forms Published: 05/06/2020
    Variation of EMD Authorisation / Registration

27. MiFID Annex Form [docx]

    Forms Published: 29/05/2020 Last modified: 29/05/2020
    Application for Authorisation.

28. Application for Authorisation: Full consumer credit firm notes [pdf]

    Forms Published: 20/05/2020
    Application for Authorisation: Full consumer credit firm notes

29. Application for Authorisation as a Payment Institution [doc]

    Forms Published: 07/05/2020 Last modified: 07/05/2020
    Application for Authorisation as a Payment Institution

30. Core details form [doc]

    Forms Published: 07/05/2020 Last modified: 07/05/2020
    We will only authorise a firm if we are satisfied that it meets conditions known as the threshold conditions (COND 2.2). The information in this pack is required to enable us to assess whether the applicant firm satisfies the threshold conditions.