Showing 21 to 30 of 624 search results.

21. Market Data Processor (MDP) Disconnection form [doc]

    Forms Published: 25/03/2020
    Market Data Processor (MDP) Disconnection form

22. Full consumer credit firm - Notes [pdf]

    Forms Published: 26/02/2020
    Application for authorisation: full consumer credit firm (notes).

23. Directory persons multiple submissions amend template [xlsx]

    Forms Published: 09/02/2020 Last modified: 24/04/2020
    Template to help firms with multiple submissions to the Directory.

24. Variation of Permission Application form: Trustees or Depositaries of Alternative Investment Funds [doc]

    Forms Published: 10/12/2019 Last modified: 16/11/2018
    This form is only for firms wanting to change the scope of their permission.

25. Change of legal status for MiFID firms [docx]

    Forms Published: 10/12/2019 Last modified: 28/09/2018
    Change of legal status for MiFID firms - application and cancellation form – notes

26. Supplement for firms selling home finance [doc]

    Forms Published: 09/12/2019 Last modified: 06/12/2019
    Supplement for firms selling home finance

27. MiFID Checklist: Retail [docx]

    Forms Published: 09/12/2019 Last modified: 06/12/2019
    Application for authorisation

28. Supplement for home finance providers [doc]

    Forms Published: 09/12/2019 Last modified: 06/12/2019
    Application for Authorisation

29. Cyber resilience questionnaire [xlsx]

    Forms Published: 19/11/2019
    FCA cyber resilience questionnaire for firms.

30. Transaction report data extracts schema version 6 [xsd]

    Forms Published: 14/11/2019
    FCA Transaction report data extracts schema version 2