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  1. Directory persons multiple submissions amend template [xlsx]

    Forms Published: 09/02/2020
    Template to help firms with multiple submissions to the Directory.
  2. Platforms Portfolio Strategy Letter [pdf]

    Correspondence Published: 06/02/2020
    This letter sets out our key concerns, expectations and reflects our current focus and strategy for supervising platforms.
  3. Final Notice 2020: North West Seamless Coating Ltd [pdf]

    Final notices Published: 06/02/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  4. Final Notice 2020: Harts Car Company Ltd [pdf]

    Final notices Published: 06/02/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  5. Final Notice 2020: Grove Automotive Limited [pdf]

    Final notices Published: 06/02/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  6. Final notice 2020: MH Auto House Limited [pdf]

    Final notices Published: 06/02/2020
    MAHL has failed to comply with the regulatory requirement to submit the Return. MAHL has not been open and co-operative in all its dealings with the Authority,
  7. Final Notice 2020: CGS Auto Centre Ltd [pdf]

    Final notices Published: 06/02/2020
    It appears to the Authority that CACL is failing to satisfy the suitability Threshold Condition. This Final Notice is given to CACL in accordance with section 390(1) of the Act.
  8. Final notice 2020: MKJ Car Sales Limited [pdf]

    Final notices Published: 06/02/2020
    MCSL has failed to respond adequately to the Authority's repeated requests for it to submit the Return, and has thereby failed to comply with Principle 11 of the Authority's Principles for Businesses
  9. PS20/3: Signposting to travel insurance for consumers with medical conditions [pdf]

    Policy statements Published: 05/02/2020
    We are introducing new signposting rules and guidance designed to help these consumers better navigate the travel insurance market and get better outcomes.
  10. PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8 [pdf]

    Policy statements Published: 04/02/2020
    This Policy Statement (PS) sets out our response to the feedback we received to Consultation Paper CP19/10: Publishing and disclosing costs and charges to workplace pension scheme members.