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  1. Application for Registration as a Small Payment Institution (SPI) [doc]

    Forms Published: 07/05/2020 Last modified: 07/05/2020
    Application for Registration as a Small Payment Institution (SPI)
  2. Application for Authorisation as an Electronic Money Institution (AEMI) [docx]

    Forms Published: 07/05/2020 Last modified: 07/05/2020
    Application for Authorisation as an Electronic Money Institution (AEMI)
  3. Application for Registration as a Small Electronic Money Institution (SEMI) [docx]

    Forms Published: 07/05/2020 Last modified: 07/05/2020
    Application for Registration as a Small Electronic Money Institution (SEMI)
  4. Modification by Consent of SUP 10C.3.13 and SYSC 24.1.2 direction [pdf]

    Forms Published: 06/05/2020
    This modification by consent is available to solo regulated firms using temporary arrangements. Firms can use this waiver if they think they may need to make or extend temporary arrangements to cover absences, as a result of the coronavirus (Covid-19) crisis.
  5. Market Data Processor (MDP) Disconnection form [doc]

    Forms Published: 25/03/2020
    Market Data Processor (MDP) Disconnection form
  6. Full consumer credit firm - Notes [pdf]

    Forms Published: 26/02/2020
    Application for authorisation: full consumer credit firm (notes).
  7. Directory persons multiple submissions amend template [xlsx]

    Forms Published: 09/02/2020 Last modified: 24/04/2020
    Template to help firms with multiple submissions to the Directory.
  8. Variation of Permission Application form: Trustees or Depositaries of Alternative Investment Funds [doc]

    Forms Published: 10/12/2019 Last modified: 16/11/2018
    This form is only for firms wanting to change the scope of their permission.
  9. Change of legal status for MiFID firms [docx]

    Forms Published: 10/12/2019 Last modified: 28/09/2018
    Change of legal status for MiFID firms - application and cancellation form – notes
  10. MiFID Checklist: Retail [docx]

    Forms Published: 09/12/2019 Last modified: 06/12/2019
    Application for authorisation