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Showing 11 to 20 of 624 search results.

  1. Notification form for changes to the membership body of the management body [doc]

    Forms Published: 24/06/2020
    Notification form for changes to the membership body of the management body
  2. Variation of EMD Authorisation / Registration [docx]

    Forms Published: 05/06/2020
    Variation of EMD Authorisation / Registration
  3. MiFID Annex Form [docx]

    Forms Published: 29/05/2020 Last modified: 29/05/2020
    Application for Authorisation.
  4. Application for Authorisation: Full consumer credit firm notes [pdf]

    Forms Published: 20/05/2020
    Application for Authorisation: Full consumer credit firm notes
  5. Application for Authorisation as a Payment Institution [doc]

    Forms Published: 07/05/2020 Last modified: 07/05/2020
    Application for Authorisation as a Payment Institution
  6. Core details form [doc]

    Forms Published: 07/05/2020 Last modified: 07/05/2019
    We will only authorise a firm if we are satisfied that it meets conditions known as the threshold conditions (COND 2.2). The information in this pack is required to enable us to assess whether the applicant firm satisfies the threshold conditions.
  7. Application for Registration as a Small Payment Institution (SPI) [doc]

    Forms Published: 07/05/2020 Last modified: 07/05/2020
    Application for Registration as a Small Payment Institution (SPI)
  8. Application for Authorisation as an Electronic Money Institution (AEMI) [docx]

    Forms Published: 07/05/2020 Last modified: 07/05/2020
    Application for Authorisation as an Electronic Money Institution (AEMI)
  9. Application for Registration as a Small Electronic Money Institution (SEMI) [docx]

    Forms Published: 07/05/2020 Last modified: 07/05/2020
    Application for Registration as a Small Electronic Money Institution (SEMI)
  10. Modification by Consent of SUP 10C.3.13 and SYSC 24.1.2 direction [pdf]

    Forms Published: 06/05/2020
    This modification by consent is available to solo regulated firms using temporary arrangements. Firms can use this waiver if they think they may need to make or extend temporary arrangements to cover absences, as a result of the coronavirus (Covid-19