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  1. Welsh report a scam or unauthorised firm: Adrodd am sgam neu gwmni heb awdurdod [docx]

    Forms Published: 13/06/2018
  2. Welsh freedom of information request form: Ffurflen gais Rhyddid Gwybodaeth [docx]

    Forms Published: 13/06/2018
  3. Welsh sensitive business name request form: [docx]

    Forms Published: 13/06/2018
  4. Welsh MiFID individual notification change controller form: Hysbysiad am Newid mewn Rheolydd [docx]

    Forms Published: 13/06/2018
  5. Welsh how to make a freedom of information request: Sut i wneud cais Rhyddid Gwybodaeth [docx]

    Forms Published: 13/06/2018
  6. Application for a Payment Institution: Qualifying Holding Partnership Form [docx]

    Forms Published: 06/06/2018 Last modified: 06/06/2018
  7. EMIR Breach Notification form [docx]

    Forms Published: 10/04/2018
    Firms may use this EMIR Breach Notification form to notify the FCA of any errors or omissions in their reports under Art. 9 of EMIR.
  8. Notification to amend firm details for an Annex I financial institution [doc]

    Forms Published: 24/03/2018
    Full name and Firm reference Number (FRN) of Annex I financial institution notifying the FCA of changes to firm details
  9. Notification to Amend Firm Details for a Small Electronic Money Institution or an Authorised Electronic Money Institution [docx]

    Forms Published: 24/03/2018 Last modified: 31/05/2018
    This form is to be used to update an EMI’s Registered Name, Trading Name(s), addresses, Accounting Reference Date, contact details, auditor or website address.
  10. Notice of start of branch/agent/ distributor passport activities in another EEA member state in accordance with the Second Payment Services Directive (PSD2) and the Second Electronic Money Directive (2EMD) [doc]

    Forms Published: 23/03/2018