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About 640 results.

  1. Short positions disclosed to us [xls]

    Data Published: 18/08/2017
  2. Occasional Paper 30 [pdf]

    Occasional papers Published: 09/08/2017
  3. Occasional Paper No. 30: Best buys and own brands: investment platforms’ recommendations of funds

    Occasional papers Published: 09/08/2017 Last modified: 10/08/2017
    In this paper, we examine the drivers, impact, and performance of investment platforms’ best buy lists.
  4. FCA and FCA Practitioner Panel survey - 2017 report [pdf]

    Research Published: 03/08/2017
    The FCA and FCA Practitioner Panel publish the findings from their joint survey of industry views.
  5. Catching a falling knife: an analysis of circuit breakers in UK equity markets

    Research Published: 03/08/2017 Last modified: 03/08/2017
    Circuit breakers play an important role in UK equity markets. During abnormally volatile conditions, they can halt trading in a way that gives the market a cool-down period and pools available liquidity in an auction.
  6. MS15/2.3: Asset management market study remedies - timeline [pdf]

    Market studies Published: 02/08/2017
  7. New technologies and anti-money laundering compliance final report [pdf]

    Research Published: 02/08/2017
    There are many emerging technologies with potential for enhancing financial firms’ work to detect and prevent money laundering, and for helping make the UK a hostile environment for criminals’ money. We commissioned PA Consulting Group to survey this landscape.
  8. New technologies and anti-money laundering compliance report

    Research Published: 02/08/2017 Last modified: 02/08/2017
    We commissioned a survey and report on emerging technologies with potential for enhancing financial firms’ work to detect and prevent money laundering, and for helping make the UK a hostile environment for criminals’ money.
  9. Occasional Paper No. 29: Aggregate market quality implications of dark trading [pdf]

    Occasional papers Published: 01/08/2017
    In this paper, we examine the impact of dark trading on aggregate market quality in the UK.
  10. Number of skilled persons reports commissioned in Q1 2017/18 [pdf]

    Data Published: 01/08/2017