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  1. First Supervisory Notice 2019: SVS Securities Plc [pdf]

    Supervisory notices Published: 08/08/2019
    This first supervisory notice refers to a failure to satisfy the suitability and appropriate resources threshold conditions (COND) and to breaches of SYSC, PROD and PRIN. We imposed requirements on the firm.
  2. CRR Permissions [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  3. PRA Glossary (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  4. New Collective Investment Schemes (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  5. Prudential sourcebook for Investment Firms (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  6. PRA CRR Interpretation (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  7. PRA CRR Groups (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  8. PRA CRR Public Disclosure (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  9. PRA CRR Capital Buffers (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
  10. PRA CRR Credit Risk (Waivers) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019