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  1. Second Supervisory Notice 2019: London Capital & Finance PLC [pdf]

    Supervisory notices Published: 28/02/2019 Last modified: 28/02/2019
    This second supervisory notice (London Capital & Finance PLC) refers to communications in relation to the firm's 'Fixed Rate ISA or Bond' which the FCA considers to be misleading, not fair, not clear and in breach of COBS 4.2.1R. We imposed requirements on the firm.
  2. CRR Permissions [pdf]

    Waivers and CRR notices Published: 07/02/2019 Last modified: 11/01/2019
  3. PRA Glossary (Waivers) [pdf]

    Waivers and CRR notices Published: 07/02/2019 Last modified: 17/12/2018
  4. New Collective Investment Schemes (Waivers) [pdf]

    Waivers and CRR notices Published: 07/02/2019 Last modified: 11/01/2019
  5. Prudential sourcebook for Investment Firms (Waivers) [pdf]

    Waivers and CRR notices Published: 07/02/2019 Last modified: 10/01/2019
  6. PRA CRR Interpretation (Waivers) [pdf]

    Waivers and CRR notices Published: 07/02/2019 Last modified: 10/01/2019
  7. PRA CRR Groups (Waivers) [pdf]

    Waivers and CRR notices Published: 07/02/2019 Last modified: 10/01/2019
  8. PRA CRR Capital Buffers (Waivers) [pdf]

    Waivers and CRR notices Published: 07/02/2019 Last modified: 10/01/2019
  9. PRA CRR Public Disclosure (Waivers) [pdf]

    Waivers and CRR notices Published: 07/02/2019 Last modified: 10/01/2019
  10. PRA CRR Credit Risk (Waivers) [pdf]

    Waivers and CRR notices Published: 07/02/2019 Last modified: 17/12/2018