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  1. Decision Notice 2020: Conor Martin Foley [pdf]

    Decision notices Published: 03/07/2020
    Decision Notice 2020: Conor Martin Foley
  2. Final Notice 2020: Easydrive Cars Ltd [pdf]

    Final notices Published: 01/07/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  3. Second Supervisory Notice 2020: Perry Prowse (Insurance Consultants) Ltd [pdf]

    Supervisory notices Published: 29/06/2020
    Second Supervisory Notice for Perry Prowse (Insurance Consultants) Ltd.
  4. First Supervisory Notice 2020: Perry Prowse (Insurance Consultants) Ltd [pdf]

    Supervisory notices Published: 29/06/2020
    First Supervisory Notice for Perry Prowse (Insurance Consultants) Ltd.
  5. Consolidated list of waivers, modifications and CRR permissions granted [xlsx]

    Waivers and CRR notices Published: 26/06/2020
    The majority of waivers, modifications and CRR Permissions granted are published in full. Certain waivers, modifications and CRR Permission are published in abridged form, generally to protect the commercial interests of the firm concerned. A small number of waivers, modifications and CRR remain unpublished.
  6. Final Notice 2020: Redcentric PLC [pdf]

    Final notices Published: 26/06/2020
    This final notice (Redcentric PLC) refers to a breach of section 118(7) FSMA and the committal of market abuse by the publishing of false and misleading information about the financial position of an AIM-listed company. We imposed a public censure
  7. Final Notice 2020: Net Direct Car Sales Limited [pdf]

    Final notices Published: 26/06/2020
    This final notice (Net Direct Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector and Consumer Credit. We imposed a cancellation.
  8. Final Notice 2020: John Joseph Cullen (trading as Bankpark Motors) [pdf]

    Final notices Published: 26/06/2020
    This final notice (John Joseph Cullen (trading as Bankpark Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  9. Final Notice 2020: Commerzbank AG [pdf]

    Final notices Published: 17/06/2020
    This Final Notice (Commerzbank AG) refers to breaches of PRIN 3 related to financial crime in the retail bank sector. We imposed a financial penalty.|Final Notice: Commerzbank AG
  10. Final Notice 2020: Lloyds Bank plc, Bank of Scotland plc, and The Mortgage Business plc [pdf]

    Final notices Published: 11/06/2020
    This Final Notice (Lloyds Bank plc, Bank of Scotland plc, and The Mortgage Business plc) refers to breaches of PRIN 3 and PRIN 6 related to the unfair treatment of customers in the mortgages sector. We imposed a financial penalty.