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  1. Modification by consent of SUP 10A.5.6R direction [pdf]

    Forms Published: 09/07/2020
    Modification by consent of SUP 10A.5.6R direction
  2. Securities Financing Transactions Regulation (SFTR) notes [docx]

    Forms Published: 24/06/2020
    Securities Financing Transactions Regulation (SFTR) notes
  3. Securities Financing Transactions Regulation (SFTR) registration form [docx]

    Forms Published: 24/06/2020
    Securities Financing Transactions Regulation (SFTR) registration form
  4. Securities Financing Transactions Regulation (SFTR) registration conversion form [docx]

    Forms Published: 24/06/2020
    Securities Financing Transactions Regulation (SFTR) registration conversion form
  5. Notification form for changes to the membership body of the management body [doc]

    Forms Published: 24/06/2020
    Notification form for changes to the membership body of the management body
  6. Variation of EMD Authorisation / Registration [docx]

    Forms Published: 05/06/2020
    Variation of EMD Authorisation / Registration
  7. MiFID Annex Form [docx]

    Forms Published: 29/05/2020 Last modified: 29/05/2020
    Application for Authorisation.
  8. Application for Authorisation: Full consumer credit firm notes [pdf]

    Forms Published: 20/05/2020
    Application for Authorisation: Full consumer credit firm notes
  9. Application for Authorisation as a Payment Institution [doc]

    Forms Published: 07/05/2020 Last modified: 07/05/2020
    Application for Authorisation as a Payment Institution
  10. Core details form [doc]

    Forms Published: 07/05/2020 Last modified: 07/05/2019
    We will only authorise a firm if we are satisfied that it meets conditions known as the threshold conditions (COND 2.2). The information in this pack is required to enable us to assess whether the applicant firm satisfies the threshold conditions.