Publications

Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1 to 10 of 562 search results

  1. Variation of Permission Application form: Trustees or Depositaries of Alternative Investment Funds [doc]

    Forms Published: 10/12/2019 Last modified: 16/11/2018
    This form is only for firms wanting to change the scope of their permission.
  2. Change of legal status for MiFID firms [docx]

    Forms Published: 10/12/2019 Last modified: 28/09/2018
    Change of legal status for MiFID firms - application and cancellation form – notes
  3. MiFID Checklist: Retail [docx]

    Forms Published: 09/12/2019 Last modified: 06/12/2019
    Application for authorisation
  4. Supplement for firms selling home finance [doc]

    Forms Published: 09/12/2019 Last modified: 06/12/2019
    Supplement for firms selling home finance
  5. Supplement for home finance providers [doc]

    Forms Published: 09/12/2019 Last modified: 06/12/2019
    Application for Authorisation
  6. Core details form [doc]

    Forms Published: 09/12/2019 Last modified: 06/12/2019
    We will only authorise a firm if we are satisfied that it meets conditions known as the threshold conditions (COND 2.2). The information in this pack is required to enable us to assess whether the applicant firm satisfies the threshold conditions.
  7. Cyber resilience questionnaire [xlsx]

    Forms Published: 19/11/2019
    FCA cyber resilience questionnaire for firms.
  8. Transaction report data extracts schema version 6 [xsd]

    Forms Published: 14/11/2019
    FCA Transaction report data extracts schema version 2
  9. Application form – UK branch of an international bank [docx]

    Forms Published: 24/10/2019
    Use this application form (UK branch of an international bank) to apply for authorisation.
  10. Application form – UK branch of an international insurer [docx]

    Forms Published: 24/10/2019
    Use this application form (UK branch of an international insurer) to apply for authorisation.