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  1. The Green FinTech Challenge Application Form [docx]

    Forms Published: 19/10/2018
  2. DRSP Yearly Notification Form [doc]

    Forms Published: 15/10/2018
  3. Draft TPV application form [docx]

    Forms Published: 10/10/2018
    The draft TPV application form can be used by applicants intending to apply to be a Third-Party Verification Agent and who would like the FCA to review their application prior to the application process being available.
  4. Form 272 – Hong Kong covered funds as defined in the SFC/FCA Mutual Recognition of funds Memorandum of Understanding [doc]

    Forms Published: 08/10/2018
    Application for an order declaring an overseas collective investment scheme to be recognised in the UK
  5. mifid-change-legal-status-notes.docx [docx]

    Forms Published: 02/10/2018 Last modified: 28/09/2018
  6. MiFID Fees and Levies Supplement Form: Retail [docx]

    Forms Published: 09/08/2018
  7. Welsh Website Weedback: Abdorth Gwefan [docx]

    Forms Published: 03/08/2018
  8. Welsh Complaints Form: Cwynion yn erbyn y rheoleiddiwr [docx]

    Forms Published: 03/08/2018
  9. Welsh Scheme Feedback Form: Ffurflen adborth cynllun [docx]

    Forms Published: 03/08/2018
  10. MLR individual form [docx]

    Forms Published: 06/07/2018 Last modified: 31/05/2018