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About 420 results.

  1. Persons Discharging Managerial Responsibilities and persons closely associated with them notification [xlsx]

    Forms Published: 13/04/2017
  2. MiFID II structured deposits notification form [doc]

    Forms Published: 31/03/2017
  3. Market Data Processor (MDP) on-boarding application form [doc]

    Forms Published: 30/01/2017
    This MDP on-boarding application form is used to advise us what MiFID II data types an entity will be submitting.
  4. MiFID Annex Notes [docx]

    Forms Published: 27/01/2017
  5. MiFID MTF Table Form [docx]

    Forms Published: 27/01/2017 Last modified: 13/01/2017
  6. MiFID Annex for VOP Application Notes [docx]

    Forms Published: 27/01/2017
  7. MiFID Long Form A: UK and Overseas Not EEA Notes [docx]

    Forms Published: 27/01/2017
  8. MiFID AIFM supplement form [docx]

    Forms Published: 27/01/2017
  9. MiFID Self Certification GEN Form [docx]

    Forms Published: 27/01/2017
  10. MiFID Annex I: Application form for a data reporting services provider notes [docx]

    Forms Published: 27/01/2017