Showing 1 to 10 of 3598 search results.

1. Final Notice 2020: Goldman Sachs International (GSI) [pdf]

   Final notices Published: 22/10/2020 Last modified: 22/10/2020
   This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the investment bank sector. We imposed a financial penalty.

2. Final Notice 2020: Newway Beauty Concept Limited [pdf]

   Final notices Published: 21/10/2020
   This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) in the consumer credit sector. We imposed a cancellation.

3. Final Notice 2020: MNS Motors N.E. Ltd [pdf]

   Final notices Published: 21/10/2020
   This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) in the consumer credit sector. We imposed a cancellation.

4. Final Notice 2020: Zaka Haq trading as Accident Specialists Bedford [pdf]

   Final notices Published: 20/10/2020 Last modified: 20/10/2020
   This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

5. Final Notice 2020: Adnan Hassan [pdf]

   Final notices Published: 16/10/2020 Last modified: 15/10/2020
   This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

6. Final Notice 2020: NJW Car Sales [pdf]

   Final notices Published: 16/10/2020 Last modified: 15/10/2020
   This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

7. Final Notice 2020: Mint Autos of Wakefield Limited [pdf]

   Final notices Published: 16/10/2020 Last modified: 15/10/2020
   This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

8. Final Notice 2020: Hub Capital Limited (formerly known as Mex (Europe) Limited) [pdf]

   Final notices Published: 16/10/2020 Last modified: 15/10/2020
   This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Asset Management sector and Investment Advisory sector. We imposed a cancellation.

9. Final Notice 2020: The Trinity Column Partners LLP [pdf]

   Final notices Published: 16/10/2020 Last modified: 15/10/2020
   This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment Advisory sector. We imposed a cancellation.

10. Final Notice 2020: Blue Water Financial Limited [pdf]

    Final notices Published: 16/10/2020 Last modified: 15/10/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector and Mortgages sector. We