Publications

Filter results
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 1 to 10 of 624 search results.

  1. Cohort 7 application form [docx]

    Forms Published: 05/10/2020 Last modified: 02/10/2020
    Application form for Cohort 7 of the Digital Sandbox.
  2. Draft advance application for registration as a UK Securitisation Repository [docx]

    Forms Published: 21/09/2020 Last modified: 18/09/2020
    Draft advance application for registration as a UK Securitisation Repository.
  3. Modification by Consent: COBS 8.1.1R [pdf]

    Forms Published: 28/08/2020
    Modification by Consent: COBS 8.1.1R
  4. IT self-assessment form [xlsm]

    Forms Published: 03/08/2020
    Use this form to identify which forms you need to complete as part of your application.
  5. Self-certification form [docx]

    Forms Published: 03/08/2020
    Use this form to ensure that management in your organisation comply with the relevant regulatory rules and guidelines.
  6. EMIR Breach Notification form [docx]

    Forms Published: 17/07/2020
    EMIR Breach Notification form
  7. Modification by consent of SUP 10A.5.6R direction [pdf]

    Forms Published: 09/07/2020
    Modification by consent of SUP 10A.5.6R direction
  8. Securities Financing Transactions Regulation (SFTR) notes [docx]

    Forms Published: 24/06/2020
    Securities Financing Transactions Regulation (SFTR) notes
  9. Securities Financing Transactions Regulation (SFTR) registration form [docx]

    Forms Published: 24/06/2020
    Securities Financing Transactions Regulation (SFTR) registration form
  10. Securities Financing Transactions Regulation (SFTR) registration conversion form [docx]

    Forms Published: 24/06/2020
    Securities Financing Transactions Regulation (SFTR) registration conversion form