Publications
Search results
Showing 1 to 10 of 637 search results.
-
Market Data Processor (MDP) disconnection form [docx]
All applicants are required to provide details to disconnect from the MDP for some or all of the market data types for which they have previously been activated -
Instructions for Defined Benefit Advice Assessment Tool (DBAAT) [pdf]
Instruction guide to help understand how to use the DBAAT or interpret the results from an FCA file review -
Defined Benefit Advice Assessment tool (DBAAT) [xlsx]
The DBAAT helps firms and pension transfer specialists understand our file review methodology for DB transfer advice -
Notification form: EEA ECD firms [pdf]
This form allows EEA ECD firms to notify us that your firm is using the ECD run-off regime. -
CRAs application for registration (form) [docx]
Application for registration form for credit rating agencies (CRAs). -
CRAs application for certification (form) [docx]
Application for certification form for credit rating agencies (CRAs). -
CRAs application for registration (notes) [docx]
Application for registration notes for credit rating agencies (CRAs). -
CRAs application for certification (notes) [docx]
Application for certification notes for credit rating agencies (CRAs). -
Contractual run-off notification form [docx]
Form to notify us of entry into the contractual run-off regime within the UK’s financial services contracts regime. -
Supervised run-off notification form [docx]
Form to notify us of entry into the supervised run-off regime within the UK’s financial services contracts regime.