Showing 1 to 10 of 627 search results.

1. Draft advance application for registration as a UK Securitisation Repository [docx]

   Forms Published: 21/09/2020 Last modified: 18/09/2020
   Draft advance application for registration as a UK Securitisation Repository.

2. Modification by Consent: COBS 8.1.1R [pdf]

   Forms Published: 28/08/2020
   Modification by Consent: COBS 8.1.1R

3. IT self-assessment form [xlsm]

   Forms Published: 03/08/2020
   Use this form to identify which forms you need to complete as part of your application.

4. Self-certification form [docx]

   Forms Published: 03/08/2020
   Use this form to ensure that management in your organisation comply with the relevant regulatory rules and guidelines.

5. EMIR Breach Notification form [docx]

   Forms Published: 17/07/2020
   EMIR Breach Notification form

6. Modification by consent of SUP 10A.5.6R direction [pdf]

   Forms Published: 09/07/2020
   Modification by consent of SUP 10A.5.6R direction

7. Securities Financing Transactions Regulation (SFTR) notes [docx]

   Forms Published: 24/06/2020
   Securities Financing Transactions Regulation (SFTR) notes

8. Securities Financing Transactions Regulation (SFTR) registration form [docx]

   Forms Published: 24/06/2020
   Securities Financing Transactions Regulation (SFTR) registration form

9. Securities Financing Transactions Regulation (SFTR) registration conversion form [docx]

   Forms Published: 24/06/2020
   Securities Financing Transactions Regulation (SFTR) registration conversion form

10. Notification form for changes to the membership body of the management body [doc]

    Forms Published: 24/06/2020
    Notification form for changes to the membership body of the management body