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  1. Application for Registration as a Small Electronic Money Institution (SEMI) [docx]

    Forms Published: 07/09/2020 Last modified: 07/05/2020
    Application for Registration as a Small Electronic Money Institution (SEMI)
  2. Mutual societies registration function: 2019-20

    About us Corporate documents Published: 29/05/2020 Last modified: 29/05/2020
    The Mutual Societies Order 2013 (exercising powers in the Financial Services Act 2012) requires us to have ongoing arrangements to determine whether mutual societies are complying with the relevant legislation.
  3. Register of Small Registered UK AIFMs [pdf]

    Systems information Published: 28/05/2020 Last modified: 28/05/2020
    Register of Small Registered AIFMs
  4. Market Watch issue 63: market conduct and discipline in context of coronavirus [pdf]

    Newsletters Published: 27/05/2020
    This edition of Market Watch provides important information to market conduct and discipline in context of coronavirus.
  5. Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update

    Newsletters Published: 27/05/2020 Last modified: 28/05/2020
    In this special edition, we publish a statement on temporary relief for the timing of the publication of half yearly financial reports.
  6. Handbook Notice 77 [pdf]

    Handbook Published: 22/05/2020
    This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 13 May and 21 May 2020. Additionally, this Notice contains information about other publications relating to the Handbook.
  7. Coronavirus and safeguarding customers' funds – Annex 1: safeguarding bank / custodian acknowledgement letter [pdf]

    Guidance consultations Published: 22/05/2020
    Proposed acknowledgement letter for safeguarding banks and custodians
  8. Draft information for consumers: dealing with financial difficulties during coronavirus

    Guidance consultations Published: 22/05/2020 Last modified: 22/05/2020
    FCA proposes draft information for consumers on dealing with financial difficulties during coronavirus
  9. Mortgages and coronavirus: updated draft guidance for firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 22/05/2020
    FCA proposes updated draft guidance for firms on mortgages, debt advice and coronavirus
  10. Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 29/05/2020
    Short consultation proposing additional temporary guidance to strengthen payment firms’ prudential risk management and arrangements for safeguarding customers’ funds in light of the exceptional circumstances of the coronavirus pandemic