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About 9097 results.

  1. CP19/21: Proxy Advisors (Shareholders’ Rights) Regulation Implementation (DEPP and EG) [pdf]

    Consultation papers Published: 26/06/2019
  2. Notice of Undertaking: ETA Services Ltd [pdf]

    Undertakings Published: 26/06/2019
    The FCA has published an undertaking from ETA Services Ltd in relation to an unclear term in its Cycle Insurance Policy. The undertaking has been provided under the Consumer Rights Act 2015 (CRA).
  3. CP19/21: Proxy Advisors (Shareholders’ Rights) Regulation Implementation (DEPP and EG)

    Consultations Consultation papers Published: 26/06/2019 Last modified: 26/06/2019
    We are consulting on changes to the Decision Making and Penalties Manual (DEPP) and the Enforcement Guide (EG). Our proposals cover our new responsibilities over proxy advisors.
  4. FS19/3: Recognition of codes: feedback on QCP 23 18/39

    Feedback statements Published: 26/06/2019 Last modified: 26/06/2019
    We summarise responses received to QCP 18/39 on the recognition of industry codes of conduct and outline our next steps.
  5. Service standards 2018/19

    Data Published: 24/06/2019 Last modified: 24/06/2019
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19.
  6. Occasional paper 45: The semblance of success in nudging consumers to pay down credit card debt [pdf]

    Occasional papers Published: 21/06/2019
  7. Final Notice 2019: Lynden Gerard Scourfield [pdf]

    Final notices Published: 21/06/2019
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition.
  8. Final Notice 2019: David John Mills [pdf]

    Final notices Published: 21/06/2019
    This final notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition.
  9. Final Notice 2019: Mark Dobson [pdf]

    Final notices Published: 21/06/2019
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition.
  10. Final Notice 2019: Bank of Scotland Plc [pdf]

    Final notices Published: 21/06/2019
    This final notice refers to breaches of PRIN 11 and SUP, relating to failing to be open and cooperative in the retail bank sector. We imposed a financial penalty.