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  1. Short positions disclosed to us [xls]

    Data Published: 16/09/2019 Last modified: 16/09/2019
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.
  2. mifid-individual-notification-for-change-in-controller.doc [doc]

    Forms Published: 16/09/2019
  3. Final Notice 2019: Gary Jackson [pdf]

    Final notices Published: 16/09/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  4. First Addendum to the MoU between the SFC and the FCA [pdf]

    Memorandums of understanding Published: 12/09/2019
  5. Final Notice 2019: Empire Motors (Assim Zafar trading as) [pdf]

    Final notices Published: 12/09/2019
    This final notice (Empire Motors (Assim Zafar trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  6. Final Notice 2019: Doorable Ltd [pdf]

    Final notices Published: 12/09/2019
    This final notice (Doorable Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2019: Route66 Motor Company (Rhys Christian Green trading as) [pdf]

    Final notices Published: 12/09/2019
    This final notice (Motor Company (Rhys Christian Green trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  8. Final Notice: 24 Hour Car Limited [pdf]

    Final notices Published: 12/09/2019
    This final notice (24 Hour Car Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  9. Final Notice 2019: S J Quality Used Cars (Joseph Ansell trading as) [pdf]

    Final notices Published: 12/09/2019
    This final notice (S J Quality Used Cars (Joseph Ansell trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  10. Final Notice 2019: Redline Motor Company (Wajid Qayum trading as) [pdf]

    Final notices Published: 12/09/2019
    This final notice (Final Notice 2019: Redline Motor Company (Wajid Qayum trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.