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Showing 1 to 10 of 13 search results for service standards portfolio provides.

  1. Outsourcing in the life insurance sector

    Firms Multi-firm reviews Published: 04/03/2020 Last modified: 11/09/2020
    We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy
  2. Asset management portfolio tools

    Firms Multi-firm reviews Published: 13/01/2020 Last modified: 14/01/2020
    This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools.
  3. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 21/05/2018
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back
  4. FCA service standards - September 2017 [pdf]

    Corporate documents Published: 13/02/2018
    The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service.
  5. FCA service standards - May 2017 [pdf]

    Corporate documents Published: 26/06/2017
    The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service.
  6. Firms continue to fail to meet our expectations on their use of dealing commission

    Multi-firm reviews Published: 03/03/2017 Last modified: 18/05/2017
    We summarise our findings from a review that analysed dealing commission expenditure across 31 investment managers (covering asset managers, wealth managers and host-authorised corporate director providers) between 2012 and 2015.
  7. FCA service standards - November 2016 [pdf]

    Corporate documents Published: 01/12/2016
    The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service.
  8. FCA service standards - June 2016 [pdf]

    Corporate documents Published: 17/06/2016 Last modified: 17/06/2016
    The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service.
  9. TR15/12: Wealth management firms and private banks: suitability of investment portfolios

    Thematic reviews Published: 09/12/2015 Last modified: 13/10/2016
    all firms that provide discretionary and/or portfolio management services to customers. ... firms that provide third party support services, such as compliance services, to these types of firms.
  10. FCA service standards - November 2015 [pdf]

    Corporate documents Published: 13/11/2015 Last modified: 13/11/2015
    The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service.