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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 32 to 41 of 57 search results for primary market bulletin.

  1. Primary Market Bulletin 12 - Key amendments [pdf]

    Newsletters Published: 30/03/2015 Last modified: 03/08/2016
    Changes made to the technical notes as a result of the feedback received.
  2. Primary Market Bulletin Issue 10 [pdf]

    Newsletters Published: 30/01/2015 Last modified: 19/04/2016
    We highlight the publication of two new Technical Notes in the Knowledge Base, which set out our approach to sponsor competence.
  3. FG15/2 - Primary Market Bulletin No. 10

    Newsletters Published: 30/01/2015 Last modified: 03/09/2016
    Date of consultation January 2014 and September 2014 Summary of feedback received The Knowledge Base is the UKLA’s repository of non-Handbook technical commentary that has the status of formal FCA guidance. It consists of a series of short technical and procedural notes (Notes) published in PDF form and ordered by topic. The Notes relate to...
  4. Primary Market Bulletin Issue 9 [pdf]

    Newsletters Published: 27/11/2014 Last modified: 19/04/2016
  5. FG14/9 - Primary Market Bulletin No. 7

    Newsletters Published: 27/11/2014 Last modified: 03/09/2016
    Date of consultation October 2013 Summary of feedback received The Knowledge Base is the UKLA’s repository of non-handbook technical commentary that has the status of formal FCA guidance.  It consists of a series of short technical and procedural notes (Notes) published in PDF form and ordered by topic.  The Notes relate to aspects of the...
  6. GC14/8 Primary Market Bulletin No. 9

    Newsletters Published: 27/11/2014 Last modified: 03/09/2016
    This proposed guidance relates to the Listing Rules and Disclosure and Transparency Rules (LR and DTR). This guidance is likely to be of most relevance to issuers of transferable securities (companies/entities) and their advisers (sponsor firms, advisory firms and law firms), investors and other persons who interact with the UK Listing Authority...
  7. Primary Market Bulletin 9 - Blackline key amendments [pdf]

    Newsletters Published: 27/11/2014 Last modified: 03/08/2016
  8. Primary Market Bulletin Issue 8 [pdf]

    Newsletters Published: 06/08/2014 Last modified: 19/04/2016
  9. FG14/7 - Primary Market Bulletin No. 6 and Primary Market Bulletin No. 7

    Newsletters Published: 06/08/2014 Last modified: 03/09/2016
    Date of consultation July 2013 and October 2013 Summary of feedback received The Knowledge Base is the UKLA’s repository of non-handbook technical commentary that has the status of formal FCA guidance. It consists of a series of short technical and procedural notes (Notes) published in PDF form and ordered by topic. The Notes relate to aspects...
  10. GC14/5 Primary Market Bulletin No. 8

    Newsletters Published: 06/08/2014 Last modified: 03/09/2016
    This proposed guidance relates to the Listing Rules, Prospectus Rules and Disclosure and Transparency Rules (LR, PR and DTR). This guidance is likely to be of most relevance to issuers of transferable securities (companies/entities) and their advisers (sponsor firms, advisory firms and law firms), investors and other persons who interact with the...