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Find and participate in FCA consultations – this section lists our currently open consultations.

About 47 results.

  1. Primary Market Bulletin Issue 18 [pdf]

    Newsletters Published: 31/08/2017
    This edition focuses on our proposed new guidance for sponsors on their obligations to ensure directors understand their responsibilities under the listing rules, disclosure requirements and transparency rules, and that directors have established procedures to enable an issuer to comply with its obligations on an ongoing basis and that these are...
  2. FG17/3: Primary Market Bulletin No. 17

    Newsletters Published: 30/03/2017 Last modified: 27/04/2017
    The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 17.
  3. Primary Market Bulletin Issue 17 [pdf]

    Newsletters Published: 29/03/2017
  4. GC17/3: Primary Market Bulletin No.17

    Newsletters Published: 16/03/2017 Last modified: 10/04/2017
    We are consulting on the following changes that we are proposing to make to the Knowledge Base.
  5. Primary Market Bulletin No. 15

    Newsletters Published: 03/09/2016 Last modified: 03/09/2016
    This is a short special edition focusing mainly on how issuers are expected to file PDMR (persons discharging managerial responsibilities) notifications, and notifications for delayed disclosure of inside information with us under MAR.
  6. Primary Market Bulletin Issue 16 [pdf]

    Newsletters Published: 30/06/2016 Last modified: 30/06/2016
    As in PMB No 15, we discuss the new Market Abuse Regulation (MAR) which will apply from 3 July 2016. The last bulletin was a special issue devoted to explaining how the new notifications established by MAR would work in practice. This edition focuses on our consultation on proposed amendments to, and deletions of, various Technical Notes that are...
  7. GC16/6: Primary Market Bulletin No. 16

    Newsletters Published: 30/06/2016 Last modified: 03/09/2016
    We are consulting on the following changes that we are proposing to make to the Knowledge Base. This guidance is likely to be of most relevance to issuers of transferable securities and their advisers, investors and other persons who interact with the UK Listing Authority. Background to this consultation The Knowledge Base is the UKLA’s
  8. Primary Market Bulletin 15 [pdf]

    Newsletters Published: 25/05/2016 Last modified: 25/05/2016
  9. Primary Market Bulletin Issue 14 [pdf]

    Newsletters Published: 27/04/2016 Last modified: 27/04/2016
    We explain the latest changes we have made, or are proposing to make, to our Knowledge Base.
  10. GC16/4: Primary Market Bulletin No. 14

    Newsletters Published: 27/04/2016 Last modified: 03/09/2016
    We are consulting on the following changes that we are proposing to make to the Knowledge Base. This guidance is likely to be of most relevance to issuers of transferable securities and their advisers, investors and other persons who interact with the UK Listing Authority. Background to this consultation The Knowledge Base is the UKLA’s