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  1. CP17/7: Insurance Distribution Directive implementation – consultation paper I

    Consultation papers Published: 06/03/2017 Last modified: 06/03/2017
    We are consulting on our proposals for changes required to comply with the Insurance Distribution Directive (IDD).
  2. Direction under section 55U and section 60 and related provisions of the Financial Services and Markets Act 2000 [pdf]

    Handbook Published: 30/01/2017
    The purpose of this Direction is to: (a) create the “Long Form A – UK and Overseas Firms (not Incoming EEA) for MiFID authorisation applications”; (b) amend the Supervision manual to add the “Long Form A – UK and Overseas Firms (not Incoming EEA) for MiFID authorisation applications” and associated notes for completion; and (c) specify...
  3. Market Data Processor (MDP) on-boarding application form [doc]

    Forms Published: 30/01/2017
    This MDP on-boarding application form is used to advise us what MiFID II data types an entity will be submitting.
  4. MiFID Annex Notes [docx]

    Forms Published: 27/01/2017
  5. MiFID MTF Table Form [docx]

    Forms Published: 27/01/2017 Last modified: 13/01/2017
  6. MiFID Annex for VOP Application Notes [docx]

    Forms Published: 27/01/2017
  7. MiFID Long Form A: UK and Overseas Not EEA Notes [docx]

    Forms Published: 27/01/2017
  8. MiFID Annex I: Application form for a data reporting services provider notes [docx]

    Forms Published: 27/01/2017
  9. MiFID Self Certification GEN Form [docx]

    Forms Published: 27/01/2017
  10. MiFID investment services and activities and investments types form [docx]

    Forms Published: 27/01/2017