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About 136 results.

  1. Trading Venue Notifications (RMs, MTFs, OTFs) [pdf]

    Documents Published: 06/11/2017
  2. Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]

    Forms Published: 06/11/2017
  3. CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments

    Consultation papers Published: 03/10/2017 Last modified: 03/10/2017
    We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms.
  4. PRA CP18/17, FCA CP17/34: Occasional Consultation Paper [pdf]

    Consultation papers Published: 03/10/2017
  5. PS17/21: Insurance Distribution Directive implementation – Feedback to CP17/7 and near-final rules

    Policy statements Published: 25/09/2017 Last modified: 25/09/2017
    This is our first Policy Statement setting out our near final rules for our implementation of the Insurance Distribution Directive (IDD).
  6. MiFID II Systematic Internaliser and Electronic Trading Notification Guide [pdf]

    Systems information Published: 11/09/2017
    This guide is designed to assist with the submission of the Systematic Internaliser Notification and the Electronic Trading Notification form.
  7. Notice of intention to cancel arrangements to facilitate the access to an MTF or an OTF from another EEA State in accordance with the Markets in Financial Instruments Directive (MiFID) [pdf]

    Forms Published: 01/09/2017
  8. Notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State under the Markets in Financial Instruments Directive (MiFID) [pdf]

    Forms Published: 01/09/2017 Last modified: 01/09/2017
  9. Q&A on MiFID II commodity derivatives [pdf]

    Meeting minutes Published: 02/08/2017
    This publication will assist you with your preparations for MiFID II implementation on commodity derivatives.
  10. CP17/29: Client money and unbreakable deposits

    Consultation papers Published: 01/08/2017 Last modified: 01/08/2017
    We are consulting on proposed changes to the Client Assets sourcebook (CASS) on depositing client money in unbreakable deposits.