Showing 1 to 11 of 30 search results for market watch.
-
Our Market Watch newsletter looks at market abuse risks, transaction reporting, suspicious transaction and order reporting, and other market conduct issues. It can help regulated firms and other non-regulated market users understand more about these areas and relevant practices to consider.
-
Newsletters
Published: 30/10/2019
In this Market Watch, we share our concerns about personal account dealing (PAD) - where employees of an authorised firm trade for themselves rather than for clients.
-
Newsletters
Published: 07/10/2019
This edition of Market Watch provides important information to help firms prepare for a possible no deal Brexit on 31 October.
-
Newsletters
Published: 01/08/2019
In this newsletter, the FCA shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also highlights the FCA's thematic review of money laundering risks in capital markets.
-
Discussion papers
Published: 02/05/2019
Last modified: 08/11/2019
DP19/2: Intergenerational differences
-
Multi-firm reviews
Published: 23/04/2019
Last modified: 23/04/2019
This final report on our recent supervisory work on conflicts of interest and payment for order flow (PFOF) follows the preliminary findings published in Market Watch 56 in September 2018.
-
Newsletters
Published: 17/04/2019
The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.
-
Newsletters
Published: 17/12/2018
The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.
-
Newsletters
Published: 02/11/2018
The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.
-
Market studies
Published: 31/10/2018
Last modified: 04/10/2019
The FCA has published the interim report of its general insurance pricing practices market study. This is part of a package of our work to make general insurance markets work well for consumers.
-
Newsletters
Published: 24/09/2018
The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.