Showing 1 to 11 of 38 search results for market watch.

1. Market watch newsletters

   Our Market Watch newsletter looks at market abuse risks, transaction reporting, suspicious transaction and order reporting, and other market conduct issues. It can help regulated firms and other non-regulated market users understand more about these areas and relevant practices to consider.

2. Market Watch 65: Newsletter on market conduct and transaction reporting issues [pdf]

   Newsletters Published: 07/09/2020 Last modified: 04/09/2020
   This Market Watch we discuss how inappropriate handling of information requirements issued by FCA.

3. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

   Newsletters Published: 27/08/2020 Last modified: 26/08/2020
   This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.

4. DP20/2: Prudential requirements for MiFID investment firms

   Discussion papers Published: 23/06/2020 Last modified: 21/08/2020
   This Discussion Paper sets out initial views as well as technical details on the Investment Firm Directive (IFD) and the Investment Firm Regulation (IFR). The Government will be introducing a framework for the new regime for UK firms. We are seeking

5. Market Watch issue 63: market conduct and discipline in context of coronavirus [pdf]

   Newsletters Published: 27/05/2020
   This edition of Market Watch provides important information to market conduct and discipline in context of coronavirus.

6. Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update

   Newsletters Published: 27/05/2020 Last modified: 04/09/2020
   In this special edition, we publish a statement on temporary relief for the timing of the publication of half yearly financial reports.

7. Comparison of banking providers’ fraud controls

   Data Published: 09/03/2020 Last modified: 07/08/2020
   This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their

8. Market Watch 62 [pdf]

   Newsletters Published: 30/10/2019
   In this Market Watch, we share our concerns about personal account dealing (PAD) - where employees of an authorised firm trade for themselves rather than for clients.

9. Market Watch issue 61 [pdf]

   Newsletters Published: 07/10/2019
   This edition of Market Watch provides important information to help firms prepare for a possible no deal Brexit on 31 October.

10. Market Watch 60 [pdf]

    Newsletters Published: 01/08/2019
    In this newsletter, the FCA shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also

11. Our Annual Report and Accounts 2018/19

    Corporate documents Annual reports Published: 09/07/2019 Last modified: 09/09/2020
    The Annual Report and Accounts 2018/19 shows how the FCA's work over the last year has met its objectives and delivered the key priorities in its Business Plan 2018/19.