Showing 1 to 11 of 30 search results for market watch.

1. Market watch newsletters

   Our Market Watch newsletter looks at market abuse risks, transaction reporting, suspicious transaction and order reporting, and other market conduct issues. It can help regulated firms and other non-regulated market users understand more about these areas and relevant practices to consider.

2. Market Watch 62 [pdf]

   Newsletters Published: 30/10/2019
   In this Market Watch, we share our concerns about personal account dealing (PAD) - where employees of an authorised firm trade for themselves rather than for clients.

3. Market Watch issue 61 [pdf]

   Newsletters Published: 07/10/2019
   This edition of Market Watch provides important information to help firms prepare for a possible no deal Brexit on 31 October.

4. Market Watch 60 [pdf]

   Newsletters Published: 01/08/2019
   In this newsletter, the FCA shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also highlights the FCA's thematic review of money laundering risks in capital markets.

5. DP19/2: Intergenerational differences

   Discussion papers Published: 02/05/2019 Last modified: 08/11/2019
   DP19/2: Intergenerational differences

6. Payment for order flow multi-firm review findings

   Multi-firm reviews Published: 23/04/2019 Last modified: 23/04/2019
   This final report on our recent supervisory work on conflicts of interest and payment for order flow (PFOF) follows the preliminary findings published in Market Watch 56 in September 2018.

7. Market Watch 59 [pdf]

   Newsletters Published: 17/04/2019
   The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

8. Market Watch 58 [pdf]

   Newsletters Published: 17/12/2018
   The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

9. Market Watch 57 [pdf]

   Newsletters Published: 02/11/2018
   The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

10. MS18/1: General insurance pricing practices market study

    Market studies Published: 31/10/2018 Last modified: 04/10/2019
    The FCA has published the interim report  of its general insurance pricing practices market study. This is part of a package of our work to make general insurance markets work well for consumers.

11. Market Watch 56 [pdf]

    Newsletters Published: 24/09/2018
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.