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Showing 1 to 11 of 28 search results for market watch.

  1. Market Watch 60 [pdf]

    Newsletters Published: 01/08/2019
    In this newsletter, the FCA shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also highlights the FCA's thematic review of money laundering risks in capital markets.
  2. DP19/2: Intergenerational differences

    Discussion papers Published: 02/05/2019 Last modified: 17/07/2019
    We are launching a discussion with industry, consumers and their representatives, regulators and academics to understand the changing financial needs across generations for UK financial services markets.
  3. Payment for order flow multi-firm review findings

    Multi-firm reviews Published: 23/04/2019 Last modified: 23/04/2019
    This final report on our recent supervisory work on conflicts of interest and payment for order flow (PFOF) follows the preliminary findings published in Market Watch 56 in September 2018.
  4. Market Watch 59 [pdf]

    Newsletters Published: 17/04/2019
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.
  5. Market Watch 58 [pdf]

    Newsletters Published: 17/12/2018
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.
  6. Market Watch 57 [pdf]

    Newsletters Published: 02/11/2018
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.
  7. MS18/1: General insurance pricing practices market study

    Market studies Published: 31/10/2018 Last modified: 03/09/2019
    We have published the terms of reference for our general insurance pricing practices market study.
  8. Market Watch 56 [pdf]

    Newsletters Published: 24/09/2018
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.
  9. Our Annual Report and Accounts 2017/18

    Corporate documents Annual reports Published: 19/07/2018 Last modified: 09/07/2019
    The Annual Report and Accounts 2017/18 shows how the FCA's work over the last year has met its objectives and delivered the key priorities in its Business Plan 2017/18. 
  10. Pawnbroking sector review

    Multi-firm reviews Published: 10/07/2018 Last modified: 10/07/2018
    As part of our Mission, we recently published details of Our Approach to Supervision. In this, we outlined how we supervise firms as part of a portfolio of firms that share a common business model. Pawnbroking forms part of the high-cost credit portfolio and through our supervisory work we have been gathering further information about the market...