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Showing 1 to 11 of 28 search results for Market Watch newsletter.

  1. Market Watch 65: Newsletter on market conduct and transaction reporting issues [pdf]

    Newsletters Published: 07/09/2020 Last modified: 04/09/2020
    This Market Watch we discuss how inappropriate handling of information requirements issued by FCA.
  2. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

    Newsletters Published: 27/08/2020 Last modified: 26/08/2020
    This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.
  3. Market Watch issue 63: market conduct and discipline in context of coronavirus [pdf]

    Newsletters Published: 27/05/2020
    This edition of Market Watch provides important information to market conduct and discipline in context of coronavirus.
  4. Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update

    Newsletters Published: 27/05/2020 Last modified: 04/09/2020
    In this special edition, we publish a statement on temporary relief for the timing of the publication of half yearly financial reports.
  5. Market Watch 62 [pdf]

    Newsletters Published: 30/10/2019
    In this Market Watch, we share our concerns about personal account dealing (PAD) - where employees of an authorised firm trade for themselves rather than for clients.
  6. Market Watch issue 61 [pdf]

    Newsletters Published: 07/10/2019
    This edition of Market Watch provides important information to help firms prepare for a possible no deal Brexit on 31 October.
  7. Market Watch 60 [pdf]

    Newsletters Published: 01/08/2019
    In this newsletter, the FCA shares its concerns and findings about control of access to inside information. This follows the conviction of Fabiana Abdel-Malek, a former Compliance officer in the London branch of a major investment bank. It also
  8. Market Watch 59 [pdf]

    Newsletters Published: 17/04/2019
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.
  9. Market Watch 58 [pdf]

    Newsletters Published: 17/12/2018
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.
  10. Market Watch 57 [pdf]

    Newsletters Published: 02/11/2018
    The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.