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Notices and decisions Decision notices Final notices Warning notices Supervisory notices Cancellation notices Requirement notices Temporary product interventions Undertakings Waivers and CRR notices Clear all filters

Showing 41 to 50 of 3656 search results.

  1. Final Notice 2020: PPI Tax Rebate Ltd, formerly carrying on business as Tax Back PPI Ltd and Helpful Law Ltd [pdf]

    Final notices Published: 08/12/2020 Last modified: 08/12/2020
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  2. Final Notice 2020: Mark Ireland [pdf]

    Final notices Published: 26/11/2020 Last modified: 26/11/2020
    This final notice refers to a failure to satisfy the Effective Supervision and Suitability Threshold Conditions (COND) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2020: TFS-ICAP Limited [pdf]

    Final notices Published: 23/11/2020 Last modified: 23/11/2020
    This Final Notice refers to breaches of PRIN 2, PRIN 3 and PRIN 5 related to wholesale conduct in the wholesale broker sector. We imposed a financial penalty.

  4. Final Notice 2020: Leigh Osborne (trading as Snap-on, Snap-on Diagnostics, Snap-on Tools) [pdf]

    Final notices Published: 13/11/2020 Last modified: 13/11/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  5. Warning Notice Statement 20/2 [pdf]

    Warning notices Published: 13/11/2020 Last modified: 13/11/2020
    On 18 September 2020, the Financial Conduct Authority (the FCA) gave Carillion plc (in liquidation since 15 January 2018) and certain previous executive directors of Carillion a warning notice each, proposing to take action in respect of the conduct

  6. Final Notice 2020: Aqua Specialist Environmental Services Ltd [pdf]

    Final notices Published: 13/11/2020 Last modified: 13/11/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2020: C & C Car Sales Buckingham Ltd [pdf]

    Final notices Published: 13/11/2020 Last modified: 13/11/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2020: Fuse Assurance Solutions Limited [pdf]

    Final notices Published: 12/11/2020 Last modified: 12/11/2020
    The firm (Fuse Assurance Solutions Limitied) was issued a Final Notice and was revoked on 11 November 2020.

  9. Final Notice 2020: Palace of Royals Furniture (Mr Ali Benomran trading as) [pdf]

    Final notices Published: 12/11/2020 Last modified: 12/11/2020
    This final notice (Palace of Royals Furniture (Mr Ali Benomran trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We

  10. Final Notice 2020: Covrall Limited [pdf]

    Final notices Published: 11/11/2020 Last modified: 11/11/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector and General Insurance Protection sector. We imposed a cancellation.