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Showing 1 to 5 of 5 search results for "arrangement-transfer-personal".

  1. Administrative arrangement for the transfer of personal data between the FCA and United States Securities and Exchange Commission (SEC) [pdf]

    Corporate documents Published: 06/05/2020
    This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.
  2. Administrative arrangement for the transfer of personal data between the FCA and the Securities and Futures Commission of Hong Kong (SFC) [pdf]

    Corporate documents Published: 06/05/2020
    This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.
  3. Administrative arrangement for the transfer of personal data between the FCA and United States Commodity Futures Trading Commission (CFTC) [pdf]

    Corporate documents Published: 06/05/2020
    This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.
  4. Administrative arrangement for the transfer of personal data between the FCA and the Australian Securities and Investments Commission (ASIC) [pdf]

    Corporate documents Published: 06/05/2020
    This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.
  5. Administrative arrangement for the transfer of personal data between EEA Authorities and non-EEA Authorities [pdf]

    Corporate documents Published: 25/07/2019
    The FCA is a signatory to the IOSCO-ESMA administrative arrangement for the transfer of personal data between EEA authorities and non-EEA authorities. This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA