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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 41 to 50 of 1637 search results for .

  1. FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our Dual-regulated firms Remuneration Code.
  2. PS20/16: Updating the Dual-regulated firms Remuneration Code to reflect CRD V

    Policy statements Published: 17/12/2020 Last modified: 25/02/2021
    This PS summarises the feedback we received during the consultation period and our response to it. We set out our final rules on remuneration for dual-regulated firms and revise our previous guidance.
  3. IFPR reporting instructions [pdf]

    Consultation papers Published: 14/12/2020
    IFPR reporting instructions.
  4. IFPR reporting forms [pdf]

    Consultation papers Published: 14/12/2020
    IFPR reporting forms.
  5. CP20/24: A new UK prudential regime for MiFID investment firms [pdf]

    Consultation papers Published: 14/12/2020
    We seek views on the first tranche of our proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR), a new prudential regime for UK firms authorised under MiFID...
  6. CP20/24: A new UK prudential regime for MiFID investment firms

    Consultations Consultation papers Published: 14/12/2020 Last modified: 14/12/2020
    We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).
  7. Draft guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19) [pdf]

    Guidance consultations Published: 11/12/2020
    In this document, we consult on draft guidance for policyholders, insurers and insurance intermediaries on how the presence of coronavirus in a particular area may be proved.
  8. PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative mini‑bonds) to retail investors [pdf]

    Policy statements Published: 10/12/2020
    The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors.
  9. GC20/5: Guidance for insolvency practitioners on how to approach regulated firms [pdf]

    Guidance consultations Published: 07/12/2020 Last modified: 07/12/2020
    We are consulting on non-handbook guidance for insolvency practitioners (IPs) on how to approach insolvencies of regulated firms.
  10. GC20/5: Guidance for insolvency practitioners on how to approach regulated firms

    Policy and guidance Guidance consultations Published: 07/12/2020 Last modified: 07/12/2020
    We are consulting on non-handbook guidance for insolvency practitioners (IPs) on how to approach insolvencies of regulated firms.