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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 41 to 50 of 1359 search results for .

  1. FG20/6: IFPRU investment firms Remuneration Code (SYSC 19A) - FAQs on remuneration [pdf]

    Finalised guidance Published: 17/12/2020
    We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our IFPRU Remuneration Code.
  2. FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration [pdf]

    Finalised guidance Published: 17/12/2020
    We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our dual-regulated firms Remuneration Code.
  3. FG20/4: General guidance on proportionality: the dual-regulated firms Remuneration Code (SYSC 19D) [pdf]

    Finalised guidance Published: 17/12/2020
    We provide general guidance about the operation of the dual-regulated firms remuneration principles proportionality rule and about part-year dual-regulated firms Remuneration Code staff.
  4. FG20/4: General guidance on proportionality: the Dual-regulated firms Remuneration Code (SYSC 19D)

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    This guidance relates to the Dual-regulated firms Remuneration Code in SYSC 19D. It explains the operation of the dual-regulated firms remuneration principles proportionality rule, and part-year Dual-regulated firms Remuneration Code staff.
  5. FG20/6: IFPRU investment firms Remuneration Code (SYSC 19A): FAQs on remuneration

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our IFPRU Remuneration Code.
  6. FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our Dual-regulated firms Remuneration Code.
  7. IFPR reporting instructions [pdf]

    Consultation papers Published: 14/12/2020
    IFPR reporting instructions.
  8. IFPR reporting forms [pdf]

    Consultation papers Published: 14/12/2020
    IFPR reporting forms.
  9. CP20/24: A new UK prudential regime for MiFID investment firms [pdf]

    Consultation papers Published: 14/12/2020
    We seek views on the first tranche of our proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR), a new prudential regime for UK firms authorised under MiFID...
  10. CP20/24: A new UK prudential regime for MiFID investment firms

    Consultations Consultation papers Published: 14/12/2020 Last modified: 14/12/2020
    We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).