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Find and participate in FCA consultations – this section lists our currently open consultations.

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Showing 31 to 40 of 1347 search results for .

  1. FG20/4: General guidance on proportionality: the Dual-regulated firms Remuneration Code (SYSC 19D)

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    This guidance relates to the Dual-regulated firms Remuneration Code in SYSC 19D. It explains the operation of the dual-regulated firms remuneration principles proportionality rule, and part-year Dual-regulated firms Remuneration Code staff.

  2. FG20/6: IFPRU investment firms Remuneration Code (SYSC 19A): FAQs on remuneration

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our IFPRU Remuneration Code.

  3. FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration

    Finalised guidance Published: 17/12/2020 Last modified: 18/12/2020
    We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our Dual-regulated firms Remuneration Code.

  4. IFPR reporting instructions [pdf]

    Consultation papers Published: 14/12/2020
    IFPR reporting instructions.

  5. IFPR reporting forms [pdf]

    Consultation papers Published: 14/12/2020
    IFPR reporting forms.

  6. CP20/24: A new UK prudential regime for MiFID investment firms [pdf]

    Consultation papers Published: 14/12/2020
    We seek views on the first tranche of our proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR), a new prudential regime for UK firms authorised under MiFID...

  7. CP20/24: A new UK prudential regime for MiFID investment firms

    Consultations Consultation papers Published: 14/12/2020 Last modified: 14/12/2020
    We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  8. Draft guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19) [pdf]

    Guidance consultations Published: 11/12/2020
    In this document, we consult on draft guidance for policyholders, insurers and insurance intermediaries on how the presence of coronavirus in a particular area may be proved.

  9. Draft guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19)

    Policy and guidance Guidance consultations Published: 11/12/2020 Last modified: 15/01/2021
    The FCA is consulting on draft guidance on how the presence of coronavirus (Covid-19) may be proved, based on the High Court’s judgment and declarations.

  10. GC20/5: Guidance for insolvency practitioners on how to approach regulated firms [pdf]

    Guidance consultations Published: 07/12/2020 Last modified: 07/12/2020
    We are consulting on non-handbook guidance for insolvency practitioners (IPs) on how to approach insolvencies of regulated firms.