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Find and participate in FCA consultations – this section lists our currently open consultations.

Showing 71 to 80 of 920 search results for .

  1. DP20/2: Prudential requirements for MiFID investment firms

    Discussion papers Published: 23/06/2020 Last modified: 17/12/2020
    This Discussion Paper sets out initial views as well as technical details on the Investment Firm Directive (IFD) and the Investment Firm Regulation (IFR). The Government will be introducing a framework for the new regime for UK firms. We are seeking...
  2. DP20/2: A new UK prudential regime for MiFID investment firms [pdf]

    Discussion papers Published: 23/06/2020
    This discussion paper sets out the details of the EU’s new prudential regime for investment firms (IFD/IFR), and seeks feedback from stakeholders on the appropriate rules for the UK to apply in this area...
  3. CP20/8: High-risk investments: Marketing speculative illiquid securities (including speculative mini bonds) to retail investors [pdf]

    Consultation papers Published: 18/06/2020
    We want to prevent harm to consumers from investing in complex, higher-risk products that they do not...
  4. FS20/8: Business interruption insurance test case: Guidance for firms [pdf]

    Feedback statements Published: 17/06/2020
    The FCA summarises feedback it received on draft guidance on the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA.
  5. FS20/8: Business interruption insurance test case: feedback on draft guidance

    Policy and guidance Feedback statements Published: 17/06/2020 Last modified: 17/06/2020
    These feedback statement is for the FCA draft guidance on the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA.
  6. Primary Market Bulletin Issue No. 29

    Newsletters Published: 09/06/2020 Last modified: 09/06/2020
    In this special edition, we publish a statement on feedback we received from PMB25 and the changes we have made in response. We also include the final note.
  7. CP20/7: Quarterly Consultation No 28 [pdf]

    Consultation papers Published: 05/06/2020
    CP20/7: Quarterly Consultation No 28
  8. CP20/7: Quarterly Consultation Paper No 28

    Consultation papers Published: 05/06/2020 Last modified: 05/06/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  9. FS20/07: Product Value and coronavirus: guidance for insurance firms [pdf]

    Feedback statements Published: 03/06/2020
    On 1 May 2020, we published draft guidance for insurance firms on assessing the value of their products in light of Coronavirus (Covid-19). This was subject to a short consultation period, which closed on 15 May.
  10. FS20/7: Product Value and coronavirus: guidance for insurance firms

    Policy and guidance Feedback statements Published: 03/06/2020 Last modified: 03/06/2020
    On 1 May 2020, we published draft guidance for insurance firms on assessing the value of their products in light of Coronavirus (Covid-19). This was subject to a short consultation period, which closed on 15 May. ...