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Find and participate in FCA consultations – this section lists our currently open consultations.

About 391 results.

  1. PS19/9: Applying the Senior Managers and Certification Regime to Claims Management Companies [pdf]

    Policy statements Published: 29/03/2019
  2. PS19/10: Recovering the costs of regulating credit rating agencies, trade repositories and securitisation repositories after the UK leaves the European Union [pdf]

    Policy statements Published: 29/03/2019
  3. Product intervention measures for retail binary options [pdf]

    Policy statements Published: 29/03/2019
    The FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK.
  4. PS19/10: Recovering the costs of regulating credit rating agencies, trade repositories and securitisation repositories after the UK leaves the European Union

    Policy statements Published: 29/03/2019 Last modified: 29/03/2019
    This policy statement (PS) provides feedback on the responses we received to consultation and sets out the fees structure we will put in place for credit rating agencies (CRAs), trade repositories (TRs) and securitisation repositories (SRs) when responsibility for their regulation passes to us from ESMA (European Securities and Markets Authority)...
  5. PS19/11: Product intervention measures for retail binary options

    Policy statements Published: 29/03/2019 Last modified: 29/03/2019
    In this paper, the FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK.
  6. Supervisory Statement on the Operation of the MiFID Transparency Regime post-Brexit [pdf]

    Policy statements Published: 14/03/2019
  7. PS19/7: The Directory [pdf]

    Policy statements Published: 08/03/2019
  8. PS19/8: Increasing the award limit for the Financial Ombudsman Service [pdf]

    Policy statements Published: 08/03/2019
  9. PS19/7: Finalising the Directory

    Policy statements Published: 08/03/2019 Last modified: 08/03/2019
    This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our response.
  10. PS19/6: Rent-to-own price cap – feedback on CP18/35 and final rules [pdf]

    Policy statements Published: 05/03/2019
    This Policy Statement summarises the feedback we received on CP18/35 and our response to it.