Publications

Filter results
Expand / Collapse
Filter by document type
Filter by year
Sort by:

Search results

Find and participate in FCA consultations – this section lists our currently open consultations.

About 336 results.

  1. PS18/11: Sovereign controlled companies: Feedback to CP17/21 and Final Rules [pdf]

    Policy statements Published: 08/06/2018
  2. PS18/11: Sovereign controlled companies

    Policy statements Published: 08/06/2018 Last modified: 08/06/2018
    In this Policy Statement we respond to feedback arising from CP17/21 (PDF) and publish final rules for a new category within premium listing open to sovereign controlled companies. Issuers will be able to seek admission to the new category from 1 July 2018 when the rules establishing the new category come into force.
  3. PS18/10: Policy Statement on retiring FG12/15 and FG14/1 [pdf]

    Policy statements Published: 11/05/2018
  4. PS18/10: Retiring FG12/15 and FG14/1

    Policy statements Published: 11/05/2018 Last modified: 11/05/2018
    This Policy Statement outlines the response to our consultation launched in PS17/25 on the retirement of guidance FG12/15 and FG14/1, and confirms that both FG12/15 and FG14/1 have been retired.
  5. PS18/9: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision – feedback to CP17/35 [pdf]

    Policy statements Published: 30/04/2018
  6. PS18/9: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    Policy statements Published: 30/04/2018 Last modified: 04/05/2018
    In this paper we set out our final requirements and guidance on recovering the costs of OPBAS through fees.
  7. PS18/8: Asset Management Market Study remedies and changes to the handbook – Feedback and final rules to CP17/18 [pdf]

    Policy statements Published: 05/04/2018
  8. PS18/7: Staff incentives, remuneration and performance management in consumer credit – Feedback to CP17/20 and final rules [pdf]

    Policy statements Published: 27/03/2018
    The FCA responds to feedback arising from CP17/20 and it sets final rules for staff incentives, remuneration and performance management in consumer credit firms.
  9. PS18/7: Staff incentives, remuneration and performance management in consumer credit firms

    Policy statements Published: 27/03/2018 Last modified: 27/03/2018
    This FCA Policy Statement responds to feedback arising from CP17/20 and it sets final rules for staff incentives, remuneration and performance management in consumer credit firms.
  10. PS18/6 Advising on Pension Transfers [pdf]

    Policy statements Published: 26/03/2018
    The FCA has published rules and guidance on how advice should be provided to consumers on pension transfers where consumers are considering giving up safeguarded benefits, primarily for transfers from defined benefit to defined contribution pension schemes.|We have published new rules and guidance on how advice should be provided to consumers on...