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Find and participate in FCA consultations – this section lists our currently open consultations.

About 282 results.

  1. PS17/12: Implementing information prompts in the annuity market [pdf]

    Policy statements Published: 26/05/2017
    Feedback on CP16/37 and final rules
  2. PS17/12: Implementing information prompts in the annuity market

    Policy statements Published: 26/05/2017 Last modified: 26/05/2017
    This policy statement sets out our final sets out our final rules which require firms to inform consumers how much they could gain from shopping around and switching provider, before they buy an annuity.
  3. PS17/11: Review of appropriate qualification exam standards [pdf]

    Policy statements Published: 09/05/2017
    This Policy Statement sets out the final, updated appropriate exam standards for appropriate qualifications listed in the our training and competence sourcebook.
  4. PS17/10: Remuneration in CRD IV firms [pdf]

    Policy statements Published: 03/05/2017
    In this Policy Statement we publish our final rules and guidance to help firms understand the rules that apply to their remuneration policies and practices.
  5. PS17/9: Guidance on the duty of responsibility [pdf]

    Policy statements Published: 03/05/2017
    In this Policy Statement, we set out guidance in the Decision Procedure and Penalties Manual (DEPP) on how we will enforce the ‘duty of responsibility’.
  6. PS17/7: Whistleblowing in UK branches of foreign banks [pdf]

    Policy statements Published: 03/05/2017
    This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers.
  7. PS17/8: Applying conduct rules to all non-executive directors in the banking and insurance sectors [pdf]

    Policy statements Published: 03/05/2017
    This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance firms.
  8. PS17/6: Disclosure rules following application of PRIIPs Regulation [pdf]

    Policy statements Published: 02/05/2017
    This Policy Statement sets out how our disclosure requirements will change to reflect the application of the PRIIPs Regulation.
  9. PS17/6: Disclosure rules following application of PRIIPs Regulation

    Policy statements Published: 02/05/2017 Last modified: 02/05/2017
    This Policy Statement sets out how our disclosure requirements will change to reflect the application of the PRIIPs Regulation.
  10. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]

    Policy statements Published: 31/03/2017
    This is our first policy statement setting out our near final rules for our implementation of MiFID II.