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Find and participate in FCA consultations – this section lists our currently open consultations.

About 114 results.

  1. GC18/3: Primary Market Bulletin No. 19

    Guidance consultations Published: 11/06/2018 Last modified: 31/07/2018
    We are consulting on the following changes that we are proposing to make to the Knowledge Base.
  2. GC18/2: Fairness of variation terms in financial services consumer contracts under the Consumer Rights Act 2015 [pdf]

    Guidance consultations Published: 17/05/2018
  3. GC18/2: Fairness of variation terms in financial services consumer contracts under the Consumer Rights Act 2015

    Guidance consultations Published: 17/05/2018 Last modified: 15/08/2018
    We are consulting on changes to the Financial Crime Guide for firms, proposing to add a chapter on insider dealing and market manipulation and make miscellaneous changes as a result of recent regulatory changes to ensure the guide remains up to date.
  4. GC18/1: Proposed guidance on financial crime systems and controls: insider dealing and market manipulation

    Guidance consultations Published: 27/03/2018 Last modified: 27/03/2018
    We are consulting on changes to the Financial Crime Guide for firms, proposing to add a chapter on insider dealing and market manipulation and make miscellaneous changes as a result of recent regulatory changes to ensure the guide remains up to date.
  5. GC18/1: Proposed guidance on financial crime systems and controls: insider dealing and market manipulation [pdf]

    Guidance consultations Published: 23/03/2018
  6. GC17/8: Primary Market Bulletin No. 18

    Guidance consultations Published: 31/08/2017 Last modified: 03/10/2017
    We are consulting on the following changes that we are proposing to make to the Knowledge Base.
  7. GC17/7: Proposed guidance on a sourcebook for professional body supervisors on anti-money laundering supervision [pdf]

    Guidance consultations Published: 24/07/2017
    We are consulting on proposed text for a specialist sourcebook for professional body supervisors, that sets out expectations in relation to anti-money laundering supervision.
  8. GC17/5: Proposed guidance on our approach to the review of Part VII insurance business transfers [pdf]

    Guidance consultations Published: 15/05/2017
    We are consulting on our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.
  9. GC17/4: Financial Advice Market Review (FAMR): implementation part I [pdf]

    Guidance consultations Published: 11/04/2017
    We are consulting on guidance intended to clarify the regulatory framework.
  10. Guidance Consultation - UKLA Procedural Note 911.1 - Substitution of issuer of debt securities [PDF] [pdf]

    Guidance consultations Published: 30/03/2017 Last modified: 30/03/2017