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Find and participate in FCA consultations – this section lists our currently open consultations.

About 113 results.

  1. GC17/7: Proposed guidance on a sourcebook for professional body supervisors on anti-money laundering supervision [pdf]

    Guidance consultations Published: 24/07/2017
    We are consulting on proposed text for a specialist sourcebook for professional body supervisors, that sets out expectations in relation to anti-money laundering supervision.
  2. GC17/7: Proposed guidance on a sourcebook for professional body supervisors on anti-money laundering supervision

    Guidance consultations Published: 24/07/2017 Last modified: 24/07/2017
    We are consulting on proposed text for a specialist sourcebook for professional body supervisors, that sets out expectations in relation to anti-money laundering supervision.
  3. GC17/6: Proposals on staff incentives and performance management in consumer credit firms

    Guidance consultations Published: 04/07/2017 Last modified: 04/07/2017
    We are consulting on proposals on how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.
  4. GC17/5: Proposed guidance on our approach to the review of Part VII insurance business transfers [pdf]

    Guidance consultations Published: 15/05/2017
    We are consulting on our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.
  5. GC17/5: Proposed guidance on our approach to the review of Part VII insurance business transfers

    Guidance consultations Published: 15/05/2017 Last modified: 15/05/2017
    We are consulting on our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.
  6. GC17/4: Financial Advice Market Review (FAMR): implementation part I [pdf]

    Guidance consultations Published: 11/04/2017
    We are consulting on guidance intended to clarify the regulatory framework.
  7. GC17/4: Financial Advice Market Review (FAMR): implementation part I

    Guidance consultations Published: 06/04/2017 Last modified: 11/04/2017
    We are consulting on guidance intended to clarify the regulatory framework. The guidance relates specifically to 4 of the recommendations made by the Financial Advice Market Review (FAMR) in its final report.
  8. Guidance Consultation - UKLA Procedural Note 911.1 - Substitution of issuer of debt securities [PDF] [pdf]

    Guidance consultations Published: 30/03/2017 Last modified: 30/03/2017
  9. Guidance Consultation - UKLA Technical Note 543.3 - Shareholder obligations [PDF] [pdf]

    Guidance consultations Published: 29/03/2017
  10. Guidance Consultation - UKLA Technical Note 701.3 - Identifying and managing conflicts [PDF] [pdf]

    Guidance consultations Published: 29/03/2017