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Find and participate in FCA consultations – this section lists our currently open consultations.

About 104 results.

  1. GC17/2: Treatment of politically exposed persons (PEPs) under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [pdf]

    Guidance consultations Published: 16/03/2017
    We are consulting on new guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.
  2. GC17/2: Treatment of politically exposed persons (PEPs) under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

    Guidance consultations Published: 16/03/2017 Last modified: 16/03/2017
    We are consulting on new guidance for how financial services firms should treat customers who are politically exposed persons (PEPs) when meeting their anti-money laundering obligations.
  3. GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers [pdf]

    Guidance consultations Published: 10/03/2017
    We are consulting on updating the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit pension schemes to personal pensions.
  4. GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers

    Guidance consultations Published: 10/03/2017 Last modified: 10/03/2017
    We are consulting on updating the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit pension schemes to personal pensions.
  5. GC 16/8: Amendments to Guidance on loan to income ratios in mortgage lending [pdf]

    Guidance consultations Published: 30/11/2016
  6. GC16/7: Revised proposed guidance on guarantor loans [pdf]

    Guidance consultations Published: 25/10/2016
    We are consulting on proposed guidance that sets out our interpretation of the law in relation to guarantor loans.
  7. GC16/6: The fair treatment of mortgage customers in payment shortfall: impact of automatic capitalisations [pdf]

    Guidance consultations Published: 19/10/2016
    We are consulting on new guidance on the treatment of customers with mortgage payment shortfalls. The guidance covers remediation for mortgage customers who may have been affected by the way firms calculate these customers’ monthly mortgage instalments.
  8. GC16/6: The fair treatment of mortgage customers in payment shortfall: impact of automatic capitalisations

    Guidance consultations Published: 19/10/2016 Last modified: 24/10/2016
    We are consulting on new guidance on the treatment of customers with mortgage payment shortfalls. The guidance covers remediation for mortgage customers who may have been affected by the way firms calculate these customers’ monthly mortgage instalments.
  9. GC16/5: Proposed guidance on wind-down planning [pdf]

    Guidance consultations Published: 23/05/2016 Last modified: 23/05/2016
    We propose to issue a guidance document entitled ‘The FCA’s approach to wind-down planning’, for firms to consider how they could close down their regulated business in an orderly manner, including under stressed conditions.
  10. GC16/5: Proposed guidance on wind-down planning

    Guidance consultations Published: 23/05/2016 Last modified: 23/05/2016
    We are consulting on our proposals to issue an Approach Document for firms that are wishing to wind down their business in an orderly manner, including under stressed conditions. This guidance is likely to be of most relevance to all solo-regulated firms. Background to this consultation Regulated firms and professional advisors have requested that...