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Find and participate in FCA consultations – this section lists our currently open consultations.

About 177 results.

  1. FG17/9: Guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers [pdf]

    Finalised guidance Published: 27/10/2017
    This is our finalised guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers.
  2. FG17/9: Summary of feedback received [pdf]

    Finalised guidance Published: 27/10/2017
    A summary of feedback we received to GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers.
  3. FG17/8: Streamlined advice and consolidated guidance [pdf]

    Finalised guidance Published: 28/09/2017
    This paper sets out finalised guidance on streamlined advice and the fact find process, in response to two FAMR recommendations.
  4. FG17/8: Summary of feedback received [pdf]

    Finalised guidance Published: 28/09/2017
    A summary of feedback we received to GC17/4: Financial Advice Market Review (FAMR): Implementation part 1.
  5. FG17/8: Streamlined advice and consolidated guidance

    Finalised guidance Published: 28/09/2017 Last modified: 08/12/2017
    This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation.  We have updated it to include guidance from our Advice Unit in response to queries received from firms.
  6. Payment Services and Electronic Money – Our Approach [pdf]

    Finalised guidance Published: 19/09/2017
    The FCA’s role under the Payment Services Regulations 2017 and the Electronic Money Regulations 2011.
  7. FG17/7: Primary Market Bulletin No. 18

    Finalised guidance Published: 31/08/2017 Last modified: 03/10/2017
    The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 18.
  8. FG17/6: The treatment of politically exposed persons for anti-money laundering purposes [pdf]

    Finalised guidance Published: 06/07/2017
    We are publishing finalised guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.
  9. FG17/6: Summary of feedback received [pdf]

    Finalised guidance Published: 06/07/2017
    A summary of feedback we received to GC17/2: Treatment of politically exposed persons (PEPs) under the money laundering, terrorist financing and transfer of funds (information on the payer) regulations 2017
  10. FG17/6: The treatment of politically exposed persons for anti-money laundering purposes

    Finalised guidance Published: 06/07/2017 Last modified: 11/07/2017
    We are publishing finalised guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.