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Find and participate in FCA consultations – this section lists our currently open consultations.

About 179 results.

  1. FG17/9: Guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers [pdf]

    Finalised guidance Published: 27/10/2017
    This is our finalised guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers.
  2. FG17/9: Summary of feedback received [pdf]

    Finalised guidance Published: 27/10/2017
    A summary of feedback we received to GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers.
  3. FG17/8: Streamlined advice and consolidated guidance [pdf]

    Finalised guidance Published: 28/09/2017
    This paper sets out finalised guidance on streamlined advice and the fact find process, in response to two FAMR recommendations.
  4. FG17/8: Summary of feedback received [pdf]

    Finalised guidance Published: 28/09/2017
    A summary of feedback we received to GC17/4: Financial Advice Market Review (FAMR): Implementation part 1.
  5. FG17/8: Streamlined advice and consolidated guidance

    Finalised guidance Published: 28/09/2017 Last modified: 28/09/2017
    This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation.
  6. Payment Services and Electronic Money – Our Approach [pdf]

    Finalised guidance Published: 19/09/2017
    The FCA’s role under the Payment Services Regulations 2017 and the Electronic Money Regulations 2011.
  7. FG17/7: Primary Market Bulletin No. 18

    Finalised guidance Published: 31/08/2017 Last modified: 03/10/2017
    The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 18.
  8. FG17/6: The treatment of politically exposed persons for anti-money laundering purposes [pdf]

    Finalised guidance Published: 06/07/2017
    We are publishing finalised guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.
  9. FG17/6: Summary of feedback received [pdf]

    Finalised guidance Published: 06/07/2017
    A summary of feedback we received to GC17/2: Treatment of politically exposed persons (PEPs) under the money laundering, terrorist financing and transfer of funds (information on the payer) regulations 2017
  10. FG17/6: The treatment of politically exposed persons for anti-money laundering purposes

    Finalised guidance Published: 06/07/2017 Last modified: 11/07/2017
    We are publishing finalised guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.