Publications

Filter results
Expand / Collapse
Filter by document type
Filter by year
Sort by:

Search results

Find and participate in FCA consultations – this section lists our currently open consultations.

About 194 results.

  1. FG19/3: Primary Market Bulletin No. 23

    Finalised guidance Published: 16/04/2019 Last modified: 16/04/2019
    The FCA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 23.
  2. FG19/2: Senior Managers and Certification Regime: Guidance on statements of responsibilities and Responsibilities Maps for FCA firms [pdf]

    Finalised guidance Published: 08/03/2019
    This final guidance provides practical assistance and information to solo-regulated firms when preparing their Statements of Responsibilities and Responsibilities Maps.
  3. FG19/2: SM&CR: Guidance on Statements of Responsibilities and Responsibilities Maps

    Finalised guidance Published: 08/03/2019 Last modified: 08/03/2019
    This page explains the FCA's final guidance on practical assistance and information to solo-regulated firms when preparing their Statements of Responsibilities and Responsibilities Maps.
  4. FG19/2: Summary feedback for guidance [pdf]

    Finalised guidance Published: 07/03/2019
    This document provides a summary of the feedback we received, and our response, to consultation GC18/4 on the Senior Managers and Certification Regime: Proposed guidance on Statements of Responsibilities and Responsibilities Maps for FCA firms.
  5. FG19/1: Primary Market Bulletin No. 20

    Finalised guidance Published: 07/02/2019 Last modified: 07/02/2019
    The FCA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 20.
  6. Track changes: Payment Services and Electronic Money – Our Approach - December 2018 [pdf]

    Finalised guidance Published: 09/01/2019
  7. FG18/7: Fairness of variation terms in financial services consumer contracts under the Consumer Rights Act 2015 [pdf]

    Finalised guidance Published: 19/12/2018
  8. FG18/7: Summary of feedback received [pdf]

    Finalised guidance Published: 19/12/2018
  9. Payment Services and Electronic Money – Our Approach [pdf]

    Finalised guidance Published: 19/12/2018
    This document will help businesses to navigate the Payment Services Regulations 2017 (PSRs 2017) and the Electronic Money Regulations 2011 (EMRs) (together with the FCA's relevant rules and guidance), and to understand FCA's general approach in this area.
  10. Payment Services and Electronic Money – Our Approach (version 2) [pdf]

    Finalised guidance Published: 19/12/2018