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Find and participate in FCA consultations – this section lists our currently open consultations.

About 44 results.

  1. DP17/3: Discussion Paper on distributed ledger technology [pdf]

    Discussion papers Published: 10/04/2017
    We are launching a discussion to start a dialogue on the potential for future development of distributed ledger technology (DLT) in the markets we regulate.

  2. DP17/3: Discussion Paper on distributed ledger technology

    Discussion papers Published: 10/04/2017 Last modified: 26/06/2017
    We are launching a discussion to start a dialogue on the potential for future development of distributed ledger technology (DLT) in the markets we regulate. We are particularly interested to explore where the balance of risk and opportunities may lie in relation to DLT.

  3. Review of the Effectiveness of Primary Markets: The UK Primary Markets Landscape: DP17/2 [pdf]

    Discussion papers Published: 14/02/2017

  4. Illiquid assets and open-ended investment funds: DP17/1 [pdf]

    Discussion papers Published: 08/02/2017

  5. Smarter Consumer Communications

    Discussion papers Published: 11/10/2016 Last modified: 07/04/2017
    We launched our Smarter Consumer Communications initiative to bring about a change in the way information is both communicated and delivered to consumers. Our publications are just one step in the journey that we hope to take with firms.

  6. Overall responsibility and the legal function: DP16/4 [pdf]

    Discussion papers Published: 03/10/2016
    We are launching a discussion to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime.

  7. Overall responsibility and the legal function: DP16/4

    Discussion papers Published: 28/09/2016 Last modified: 10/01/2017
    We are launching a discussion to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime.

  8. DP16/3: Availability of information in the UK Equity IPO process [pdf]

    Discussion papers Published: 13/04/2016 Last modified: 13/04/2016

  9. DP16/3: Availability of information in the UK Equity IPO process

    Discussion papers Published: 13/04/2016 Last modified: 13/04/2016
    In this paper we consider three potential models for reform of the UK IPO process. DP16/3: Availability of information in the UK Equity IPO process (PDF) Why we are seeking views on the IPO process As part of our market study into investment and corporate banking we examined the availability of information during the UK IPO process. The evidence...

  10. DP16/2: CASS 7A and the Special Administration Regime Review [pdf]

    Discussion papers Published: 09/03/2016 Last modified: 09/03/2016
    This discussion paper seeks feedback on a number of aspects of the client assets regime, in particular regarding the client money distribution rules (CASS 7A) and their interaction with the Special Administration Regime (SAR).