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Find and participate in FCA consultations – this section lists our currently open consultations.

About 488 results.

  1. Global Financial Innovation Network (GFIN): Consultation Document [pdf]

    Consultation papers Published: 07/08/2018
  2. Global Financial Innovation Network

    Consultation papers Published: 07/08/2018 Last modified: 09/08/2018
    The Financial Conduct Authority (FCA) has, in collaboration with 11 financial regulators and related organisations, on 7 August 2018 announced the creation of the Global Financial Innovation Network (GFIN), building on the FCA’s proposal earlier this year to create a ‘global sandbox’.
  3. CP18/21: General standards and communication rules for the payment services and e-money sectors [pdf]

    Consultation papers Published: 01/08/2018
  4. CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation [pdf]

    Consultation papers Published: 01/08/2018
    The Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) entered into force on 18 January 2018. Most of their provisions will come into effect on 1 January 2019. We are consulting on a number of changes to ensure that our Handbook is consistent with the directly applicable EU Securitisation Regulation and...
  5. CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation

    Consultation papers Published: 01/08/2018 Last modified: 01/08/2018
    The Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 18 January 2018. Most of their provisions will come into effect on 1 January 2019. We are consulting on a number of changes to ensure that our Handbook is consistent with the directly applicable EU Securitisation Regulation and...
  6. CP18/21: General standards and communication rules for the payment services and e-money sectors

    Consultation papers Published: 01/08/2018 Last modified: 01/08/2018
    We are consulting on proposals to apply existing rules and guidance that clarify our expectations on conduct and communication across the payment services and e-money sectors. We are also proposing new standards for the communication of payment services and e-money involving a currency conversion.
  7. CP18/20: CP18/20: Loan-based (‘peer-to-peer’) and investment-based crowdfunding platforms: Feedback on our post-implementation review and proposed changes to the regulatory framework [pdf]

    Consultation papers Published: 27/07/2018
  8. CP18/20: Loan-based ('peer-to-peer') and investment-based crowdfunding platforms: Feedback on our post-implementation review and proposed changes to the regulatory framework

    Consultation papers Published: 27/07/2018 Last modified: 01/08/2018
    In 2016 the we launched a post-implementation review (PIR) of our regulation of the crowdfunding sector (which covers investment-based and loan-based crowdfunding). This paper summarises our findings, and consults on proposed new rules and guidance for loan-based crowdfunding platforms (also known as ‘peer-to-peer’ platforms).
  9. CP18/19: Introducing the Directory [pdf]

    Consultation papers Published: 04/07/2018
  10. CP18/18: Guidance on regular premium PPI complaints and recurring non-disclosure of commission [pdf]

    Consultation papers Published: 04/07/2018