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About 214 results.

  1. Handbook Notice 41 [pdf]

    Handbook Published: 24/02/2017
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 23 February 2017. It also introduces changes made by the Financial Ombudsman Service on 8 February 2017 to its rules, guidance and standard terms.
  2. Direction under section 55U and section 60 and related provisions of the Financial Services and Markets Act 2000 [pdf]

    Handbook Published: 30/01/2017
    The purpose of this Direction is to: (a) create the “Long Form A – UK and Overseas Firms (not Incoming EEA) for MiFID authorisation applications”; (b) amend the Supervision manual to add the “Long Form A – UK and Overseas Firms (not Incoming EEA) for MiFID authorisation applications” and associated notes for completion; and (c) specify...
  3. Handbook Notice 40 [pdf]

    Handbook Published: 26/01/2017
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 25 January 2017. It also contains information about other publications relating to the Handbook.
  4. Handbook Notice 39 [pdf]

    Handbook Published: 09/12/2016
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 10 November and 8 December 2016, and rules and standard terms also made by the Financial Ombudsman Service on 23 November 2016. It also contains information about other publications relating to the...
  5. Handbook Notice 38 [pdf]

    Handbook Published: 04/11/2016
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 3 November 2016. It also contains information about other publications relating to the Handbook.|This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority...
  6. FCA Handbook Notice 37 [pdf]

    Handbook Published: 22/09/2016
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority Board under its legislative powers on 22 September 2016, and rules and standard terms also made by the Financial Ombudsman Service on 21 September 2016. It also contains information about other publications relating to the Handbook.
  7. FCA Handbook Notice 36 [pdf]

    Policy and guidance Handbook Published: 10/08/2016
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 28 July 2016. It also contains information about other publications relating to the Handbook.
  8. FCA Handbook Notice 35 [pdf]

    Handbook Published: 29/07/2016 Last modified: 29/07/2016
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 29 June and 28 July 2016. It also contains information about other publications relating to the Handbook and, if appropriate, lists minor corrections made to previous instruments made by the Board.
  9. FCA Handbook Notice 34 [pdf]

    Handbook Published: 24/06/2016 Last modified: 24/06/2016
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 16 and 23 June 2016. It also contains information about other publications relating to the Handbook and, if appropriate, lists minor corrections made to previous instruments made by the Board.
  10. FCA Handbook Notice 33 [pdf]

    Handbook Published: 27/05/2016 Last modified: 27/05/2016
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 21 April and 26 May 2016. It also contains information about other publications relating to the Handbook and, if appropriate, lists minor corrections made to previous instruments made by the Board.