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  1. Final Notice 2019: Mark John Owen [pdf]

    Final notices Published: 16/01/2019
    This final notice (Mark John Owen) refers to breaches by an executive director of APER 1, APER 4 and FIT related to a lack of fitness/propriety and failing to act on information appropriately in the asset management sector. We imposed a fine and prohibition.
  2. Final Notice 2019: Stewart Owen Ford [pdf]

    Final notices Published: 16/01/2019
    This final notice (Stewart Owen Ford) refers to breaches by an executive director of APER 1, APER 4 and FIT related to mis-selling, failing to be open and co-operative, a lack of fitness/propriety, conflicts of interest, and failing to act on information appropriately in the asset management sector. We imposed a fine and prohibition.
  3. Final Notice 2019: Motor Mart Limited [pdf]

    Final notices Published: 11/01/2019
    This final notice (Motor Mart Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  4. Final Notice 2019: VantaBlack Group Limited [pdf]

    Final notices Published: 11/01/2019
    This final notice (VantaBlack Group Limited) refers to failure to satisfy threshold conditions (COND), be open and co-operative with the Authority (PRIN 11), provide appropriate resources, be fit and proper, be ready willing and organised, and provide effective supervision. The application was refused.
  5. Final Notice 2019: GMN Car Sales Limited [pdf]

    Final notices Published: 11/01/2019
    This final notice (GMN Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  6. Final Notice 2019: One Stop Financial Services Limited [pdf]

    Final notices Published: 09/01/2019
    This final notice (One Stop Financial Services Limited) refers to a failure to satisfy threshold conditions (COND), be open and co-operative with the Authority (PRIN 11), provide appropriate resources, be fit and proper, be ready willing and organised and provide effective supervision. The application was refused.
  7. Final Notice 2019: Royaume FEX Limited [pdf]

    Final notices Published: 07/01/2019
    This final notice (Royaume FEX Limited) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.
  8. Final Notice 2019: Liberator Cars Limited [pdf]

    Final notices Published: 07/01/2019
    This final notice (Liberator Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  9. Final Notice 2019: Arab Link Ltd [pdf]

    Final notices Published: 07/01/2019
    This final notice (Arab Link Ltd) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.
  10. Final Notice 2019: W S Commercials Ltd [pdf]

    Final notices Published: 07/01/2019
    This final notice (W S Commercials Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.