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About 2458 results.

  1. Final Notice 2017: Syphony Nominees Limited [pdf]

    Final notices Published: 21/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the general insurance and protection sector. We imposed a cancellation.
  2. Final Notice: The Dental Plan Ltd [pdf]

    Final notices Published: 21/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit and general insurance and protection sectors. We imposed a cancellation.
  3. Final Notice: Norcounty Insurance Services Ltd [pdf]

    Final notices Published: 21/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the general insurance and protection and investment adviser sectors. We imposed a cancellation.
  4. Final Notice 2017: Adam Lancelot [pdf]

    Final notices Published: 20/09/2017
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the Investment Adviser sector. We imposed a prohibition.
  5. Final Notice 2017: Stephen Alan Fox [pdf]

    Final notices Published: 19/09/2017
    This final notice refers to a breach of FIT relating to a lack of fitness/propriety in the general insurance and protection sector. We imposed a prohibition.
  6. Final Notice 2017: Charles Palmer [pdf]

    Final notices Published: 19/09/2017
    This final notice refers to breaches of APER 6 and FIT related to appointed representatives/ networks, culture/governance, lack of fitness/propriety and unfair treatment of customers in the Investment Adviser sector. We imposed a fine and prohibition.
  7. Final Notice 2017: AGS Partners Limited [pdf]

    Final notices Published: 19/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  8. Final Notice 2017: Olympic Motor Company [pdf]

    Final notices Published: 19/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  9. Final Notice 2017: Black Arrow Assist Limited [pdf]

    Final notices Published: 19/09/2017
    This final notice refers to a breach of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  10. Final Notice 2017: RS Automotive Tunstall Limited [pdf]

    Final notices Published: 19/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.