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About 54 results.

  1. Occasional Paper No. 25: Incentivising compliance with financial regulation [pdf]

    Occasional papers Published: 16/12/2016
    This paper looks into the basic economic theory of incentives and how they can be used to enhance compliance in financial regulation.
  2. Occasional Paper 24: Behaviour and compliance in organisations [pdf]

    Occasional papers Published: 16/12/2016
    This paper discusses the complex range of factors that influence effective compliance and provides suggestions for how regulators and firms can improve levels of compliance.
  3. Occasional Paper No. 24: Behaviour and compliance in organisations

    Occasional papers Published: 16/12/2016 Last modified: 16/12/2016
    This paper discusses the factors that influence effective compliance and provides suggestions for how regulators and firms can improve levels of compliance.
  4. Occasional Paper No. 25: Incentivising compliance with financial regulation

    Occasional papers Published: 16/12/2016 Last modified: 16/12/2016
    This paper looks into the basic economic theory of incentives and how they can be used to enhance compliance in financial regulation.
  5. Occasional Paper 23: Full disclosure: a round-up of FCA experimental research into giving information [pdf]

    Occasional papers Published: 23/11/2016
    This paper describes the results of eight experiments into giving information carried out by the FCA.
  6. Occasional Paper 23 - Technical appendix: Full disclosure: a round-up of FCA experimental research into giving information [pdf]

    Occasional papers Published: 23/11/2016
    This is the technical appendix to a paper that describes the results of eight experiments into giving information carried out by the FCA.
  7. Occasional Paper No. 23: Full disclosure: a round-up of FCA experimental research into giving information

    Occasional papers Published: 23/11/2016 Last modified: 23/11/2016
    This paper describes the results of eight experiments into giving information carried out by the FCA.
  8. Occasional Paper 22: Price discrimination and cross-subsidy in financial services [pdf]

    Occasional papers Published: 21/09/2016
    This paper sets out the key economic principles on price discrimination and cross-subsidy.
  9. Occasional Paper No. 22: Price discrimination and cross-subsidy in financial services

    Occasional papers Published: 21/09/2016 Last modified: 06/03/2017
    Price discrimination is widespread across financial services. Often this will not be a concern, this paper highlights when it may and how to make the assessment. Show Occasional Paper 22: Price discrimination and cross-subsidy in financial services (PDF 2MB) Find out more about Occasional Papers and read our disclaimer. Summary We are publishing...
  10. Occasional Paper 21: Asymmetries in dark pool reference prices [pdf]

    Occasional papers Published: 15/09/2016
    This study looks at two important aspects of reference prices in dark pools - the prevalence of reference price latency and primary market choice as the reference price's source.