Publications

Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 51 to 60 of 148 search results

  1. 5 Conduct Questions: Industry Feedback for 2016 [pdf]

    Market studies Published: 01/05/2018
    The 5 Conduct Questions are part of the FCA's strategy for supervising wholesale banks. This 2016 industry feedback is to help large and small firms consider if any of the approaches to conduct may be effective in their own organisations.
  2. MS17/2.1: Wholesale Insurance Broker Market Study Terms of Reference [pdf]

    Market studies Published: 08/11/2017
    The terms of reference for our Wholesale insurance broker market study, will consider how competition is working in the sector. The FCA wants to ensure that the sector is working well, and fosters innovation and competition in the interests of its diverse range of clients.
  3. Final Decision: Market Investigation Reference (MIR) on investment consultancy services and fiduciary management services [pdf]

    Market studies Published: 14/09/2017
    This document sets out our final decision to make a Market Investigation Reference (MIR) in relation to investment consultancy services and fiduciary management services.
  4. Asset Management Market Study: Final decision to make a Market Investigation Reference (MIR) on investment consultancy services

    Market studies Published: 14/09/2017 Last modified: 14/09/2017
    As part of our Asset Management Market Study we have made a final decision to make a market investigation reference on investment consultancy and fiduciary management services and to reject the proposed Undertakings in Lieu (UIL). 
  5. MS15/2.3: Asset management market study remedies - timeline [pdf]

    Market studies Published: 02/08/2017
  6. MS17/1.1: Investment Platforms Market Study Terms of Reference [pdf]

    Market studies Published: 17/07/2017
  7. Retirement Outcomes Review Interim Report: infographic [pdf]

    Market studies Published: 12/07/2017
  8. Retirement Outcomes Review Interim Report: at a glance [pdf]

    Market studies Published: 12/07/2017
  9. Retirement Outcomes Review Interim Report [pdf]

    Market studies Published: 12/07/2017
  10. Retirement Outcomes Review Interim Report: Annex 6 [pdf]

    Market studies Published: 12/07/2017