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  1. FCA 2019: Understanding the money laundering risks in the capital markets

    Thematic reviews Published: 10/06/2019 Last modified: 11/06/2019
    We carried out this thematic review to look at the money-laundering risks and vulnerabilities in the capital markets and, where possible, to develop case studies to help inform the industry.
  2. FCA Overdraft proposals consumer research [pdf]

    Research Published: 07/06/2019
    The FCA commissioned Atticus Research, an independent market research company, to conduct this consumer research on overdrafts as part of the FCA's review of high-cost credit. Atticus Research Limited conducted this study and undertook the qualitative recruitment, fieldwork, analysis, and report writing for this part of the FCA’s programme of...
  3. The retail intermediary market 2018 underlying data [xlsx]

    Data Published: 06/06/2019
    Underlying data for Retail Mediation Activities Return (RMAR) 2018.
  4. Technical information on RMAR source data

    Data Published: 06/06/2019 Last modified: 07/06/2019
    The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the data the FCA collects via the RMAR helps the FCA to supervise the activities of intermediary firms...
  5. The retail intermediary market 2018

    Data Published: 06/06/2019 Last modified: 06/06/2019
    This page provides the FCA's analysis of the intermediary sector in 2018 based on data drawn from the Retail Mediation Activities Return (RMAR).
  6. Occasional Paper 48: Swing pricing and fragility in open-end mutual funds [pdf]

    Occasional papers Published: 29/05/2019
  7. Occasional Paper No. 48: Swing pricing and fragility in open-end mutual funds

    Occasional papers Published: 29/05/2019 Last modified: 29/05/2019
    Traditional pricing models for mutual funds penalize loyal investors and might even fuel panic sell-offs in times of stress. Do alternative pricing methods offer a solution?
  8. 5 Conduct Questions: Industry Feedback for 2018/19 [pdf]

    Market studies Published: 28/05/2019
  9. Research Note: Further evidence on choices of dominated mortgage products

    Data and research Research Published: 22/05/2019 Last modified: 22/05/2019
    FCA Occasional Paper No. 33 found that there was a surprising prevalence of 'dominated' choices in the UK mortgage market. Almost 30% of customers chose mortgage products that were strictly worse on all price dimensions than another available alternative which had comparable features and for which they satisfied the eligibility criteria. This...
  10. Research Note: Further evidence on choices of dominated mortgage products [pdf]

    Research Published: 22/05/2019