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Find and participate in FCA consultations – this section lists our currently open consultations.

About 358 results.

  1. PS18/21: SME access to the Financial Ombudsman Service - near-final rules [pdf]

    Policy statements Published: 16/10/2018
    We have published near-final rules on extending access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs), as well as larger charities and trusts, and a new category of personal guarantors. Our near-final rules set out the eligibility criteria that these complainants must meet to be...
  2. PS18/20: Improving the quality of pension transfer advice – feedback on CP18/7 and final rules and guidance [pdf]

    Policy and guidance Policy statements Published: 04/10/2018
    In this policy statement (PS) we summarise and respond to feedback to Consultation Paper CP18/7: Improving the quality of pension transfer advice. We also publish final rules and guidance.
  3. PS18/19: Assessing creditworthiness in consumer credit: Feedback on CP17/27 and final rules and guidance [pdf]

    Policy and guidance Policy statements Published: 30/07/2018
    In this policy statement (PS) we summarise and respond to feedback to Consultation Paper CP17/27: Assessing creditworthiness in consumer credit. We also publish final rules and guidance in our Consumer Credit sourcebook (CONC).
  4. PS18/18: Industry Codes of Conduct and Feedback on FCA Principle 5 [pdf]

    Policy statements Published: 18/07/2018
  5. PS18/17: The European Money Market Funds (MMF) Regulation [pdf]

    Policy statements Published: 11/07/2018
  6. Directory prototype screens [pdf]

    Policy statements Published: 11/07/2018
    Screens for consultation
  7. PS18/16: Final Guidance: the Duty of Responsibility for insurers and FCA solo-regulated firms [pdf]

    Policy statements Published: 04/07/2018
  8. PS18/14: Extending the Senior Managers & Certification Regime to FCA firms - Feedback to CP17/25 and CP17/40, and near-final rules [pdf]

    Policy statements Published: 04/07/2018
  9. PS18/15: Extending the Senior Managers & Certification Regime to insurers - Feedback to CP17/26 and CP17/41 and near-final rules [pdf]

    Policy statements Published: 04/07/2018
  10. The Senior Managers and Certification Regime: Guide for insurers [pdf]

    Policy statements Published: 04/07/2018