Publications

Filter results
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 11 to 20 of 11572 search results.

  1. Final Notice 2021: Today Car 24 Limited [pdf]

    Final notices Published: 04/03/2021
    This final notice (Today Car 24 Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
  2. Final Notice 2021: Enrico Riga (Trading as Shire Hampton Motors) [pdf]

    Final notices Published: 04/03/2021
    This final notice Enrico Riga (Trading as Shire Hampton Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a
  3. Statements of Policy on the operation of the MiFID Transparency Regime - Double Volume Cap [pdf]

    Policy statements Published: 04/03/2021
    This policy was updated to reflect the Double Volume Cap in March 2021.
  4. Imperial College Data [xlsx]

    Data Published: 03/03/2021
    This data shows the Imperial College estimate of infections at the Lower Tier Local Authority (LTLA) level during the early stages of the pandemic.
  5. Short positions disclosed to us [xlsx]

    Data Published: 03/03/2021 Last modified: 04/03/2021
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.
  6. Final Notice 2021: Accident & Injury Assist [pdf]

    Final notices Published: 03/03/2021
    This final notice (Accident & Injury Assist) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation
  7. UK list of exempted shares [xlsx]

    Documents Published: 03/03/2021
    Certain shares are exempt from the notification and disclosure requirements in the UK SSR if their principal venue for trading is located outside the UK.
  8. PS21/2: Amendments to single and cumulative transaction thresholds for contactless payments [pdf]

    Policy statements Published: 03/03/2021
    This PS summarises the responses we received on our proposed changes relating to the contactless payments limits in Q5 and Q6 in CP21/3.
  9. FS21/5: Business interruption insurance test case: Proving the presence of coronavirus (Covid-19) [pdf]

    Feedback statements Published: 03/03/2021
    This document summarises the feedback the FCA received to its draft guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19) published for consultation on 11 December 2020.
  10. TPR to SRO cancellation form (FSMA) [docx]

    Forms Published: 03/03/2021
    Use this form to apply under FSMA to cancel a temporary permission within the financial services contracts regime.